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Erin S. Fahey

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CRD#: 7215429
EF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erin Sydney Fahey was a registered financial professional .

Erin is a previously registered financial professional and started their career in finance in 2020. Erin had worked at 3 firms and has passed the Series 63, Series 86, Series 87 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 26, 2023 - April 5, 2024

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

August 11, 2022 - March 31, 2023

UBS SECURITIES LLC

BD
CRD#: 7654
Boston, MA
Past

July 29, 2020 - July 6, 2022

LEERINK PARTNERS LLC

BD
CRD#: 39011
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/29/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 86
Date: 7/29/2020
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 2/22/2020
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 11/16/2019
Securities Industry Essentials Examination

Current Firm

AD
AMUNDI DISTRIBUTOR US, INC.
AMUNDI DISTRIBUTOR US, INC. | PIONEER FUNDS DISTRIBUTOR, INC. | PIONEER DISTRIBUTORS, INC. | AMUNDI PIONEER DISTRIBUTOR, INC.

CRD#: 24497 / SEC#: , 8-41256

BD
Terminated by SEC on 08/29/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Massachusetts since 03/02/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMUNDI US, INC.OWNER
LICATA, DANIELECHIEF FINANCIAL OFFICER7010418
MATHES, CHARLES BPRESIDENT, CHIEF COMPLIANCE OFFICER5980160

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

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