Bryan D. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan David Cohen was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1980. Bryan had worked at 5 firms and has passed the Series 63, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 1985 - September 9, 1985
BROWN & HAWK, INC.
September 28, 1984 - January 24, 1985
BROWN & HAWK, INC.
June 20, 1984 - August 15, 1984
PROFESSIONAL BROKERAGE SERVICES INC.
September 28, 1983 - May 30, 1984
EARL W. SHOMBER & CO., INC.
October 19, 1982 - December 14, 1983
SWINK & COMPANY, INC.
December 23, 1980 - October 22, 1982
HALPERT AND COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROWN & HAWK, INC.
CRD#: 3062 / SEC#: , 8-8557
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
