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RS

Robert W. Shoemaker

ROBERT WILLIAM SHOEMAKER,III
GETTYSBURG, PA
Some features on this profile are disabled
CRD#: 721489
RS

Professional summary


Robert William Shoemaker III, who also goes by Robert William Shoemaker, is a registered financial advisor currently at ROBERT WILLIAM SHOEMAKER,III located in Gettysburg, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24 and F04 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Robert William Shoemaker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Robert William Shoemaker III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 14, 1994 - Present

ROBERT WILLIAM SHOEMAKER,III

RIA
CRD#: 128852
GETTYSBURG, PA
Past

May 14, 1986 - June 21, 2006

WINGATE CAPITAL CORPORATION

BD
CRD#: 17820
LEXINGTON, MA
Past

April 27, 1984 - May 7, 1986

SUMMIT CORPORATION

BD
CRD#: 14887
Past

December 27, 1983 - May 7, 1984

MOORS & CABOT, INC.

BD
CRD#: 594
Past

December 22, 1980 - December 27, 1983

U. S. BOSTON CAPITAL CORPORATION

BD
CRD#: 5251

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/26/2022)
IAR
Massachusetts
(4/14/1994)
IAR
Pennsylvania
(3/31/2014)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/5/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
F04
Date: 3/6/1981
Financial Principal Examination

Current Firm


RW
ROBERT WILLIAM SHOEMAKER,III
ROBERT WILLIAM SHOEMAKER,III | SHOEMAKER III, ROBERT, WILLIAM | ROBERT WILLIAM SHOEMAKER,III, RIA

CRD#: 128852 / SEC#: 801-69115

RIA
Registered Investment Advisory firm - (9/7/2012 Terminated)
California
Registered Investment Advisory firm - (5/26/2022 Approved)
Massachusetts
Registered Investment Advisory firm - (9/5/2012 Approved)
Pennsylvania
Registered Investment Advisory firm - (3/28/2014 Approved)
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Contact information


Main Address
Gettysburg, PA
Mailing Address
P.o. Box 4163, Gettysburg, PA 17325
Phone number
(717) 420-5640
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts157
AUM (Assets Under Management)$ 59,973,574

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROBERT WILLIAM SHOEMAKER,III

CRD#: 128852Gettysburg, PA

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