Austin D. Muller

ZACKS INTELLIGENCE

Santa Barbara, CA 93108

Some features on this profile are disabled

CRD#: 7214864

Professional summary

Austin Deimel Muller, who also goes by Austin Deimel Muller, is a registered financial advisor currently at ZACKS INTELLIGENCE LLC located in Santa Barbara, California.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Austin has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Deimel Muller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Deimel Muller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2026 - Present

ZACKS INTELLIGENCE LLC

Office #1: 1225 Coast Village Rd Suite C,, Santa Barbara, CA 93108

RIA

CRD#: 333798

Santa Barbara, CA

Past

March 3, 2023 - May 15, 2026

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Santa Barbara, CA

Past

November 12, 2020 - March 5, 2023

AVALAN, LLC

RIA

CRD#: 156109

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZACKS INTELLIGENCE LLC

CRD#: 333798 / SEC#: 801-131598

RIA

Registered Investment Advisory firm - (12/10/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2020

Uniform Investment Adviser Law Examination

Current Firm

ZACKS INTELLIGENCE LLC

CRD#: 333798 / SEC#: 801-131598

RIA

Registered Investment Advisory firm - (12/10/2024 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 N Wacker Dr Suite 1500, Chicago, IL 60606

Mailing Address

Phone number

(312) 265-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FOR ZACKS INTELLIGENCE LLC (11/17/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Given

CURTIS ADVISORY GROUP, LLC

IAR

Santa Barbara, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Austin D. Muller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Deimel Muller's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZACKS INTELLIGENCE LLC

CREATIVEONE WEALTH, LLC

AVALAN, LLC

Primary Firm SEC Registration

ZACKS INTELLIGENCE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2020

Current Firm

ZACKS INTELLIGENCE LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ZACKS INTELLIGENCE LLC

TRUST BUT VERIFY

Similar Advisors