Steven P. Muir

NEO INVESTMENT COUNSEL

Cleveland, OH 44122

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CRD#: 721479

Professional summary

Steven Philip Muir is a registered financial advisor currently at NEO INVESTMENT COUNSEL, LLC located in Cleveland, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Steven has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Philip Muir's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2020 - Present

NEO INVESTMENT COUNSEL, LLC

Office #1: 2000 Auburn Drive Suite 200, Cleveland, OH 44122

RIA

CRD#: 309018

Cleveland, OH

Past

November 24, 1986 - July 6, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

October 31, 1985 - September 10, 1986

JACQUES-MILLER INVESTMENT COMPANY

CRD#: 6652

Past

January 5, 1983 - December 10, 1985

FSC SECURITIES CORPORATION

CRD#: 7461

Past

December 26, 1980 - January 6, 1982

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/28/2020)

IAR

Texas
(2/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/23/1980

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/1983

General Securities Principal Examination

Current Firm

NEO INVESTMENT COUNSEL, LLC

CRD#: 309018 / SEC#:

Ohio

Registered Investment Advisory firm - (7/28/2020 Approved)

Texas

Registered Investment Advisory firm - (1/28/2021 Conditional Restricted)

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Contact information

Main Address

2000 Auburn Drive Suite 200, Cleveland, OH 44122

Mailing Address

Phone number

(216) 250-1410

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 71,090,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven P. Muir

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Philip Muir's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.C. BRADFORD & CO.

JACQUES-MILLER INVESTMENT COMPANY

FSC SECURITIES CORPORATION

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1991

Series 63

Date: 1/20/1981

Series 7

Date: 5/21/1983

Series 6

Date: 12/23/1980

Series 24

Date: 10/3/1983

Current Firm

NEO INVESTMENT COUNSEL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEO INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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