SS
Suzanne A. Stacy Mckelvey
WALSH & ASSOCIATES
Sarasota, FL 34237
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CRD#: 7214778
SS
Professional summary
Suzanne Arminta Stacy Mckelvey, who also goes by Suzanne Arminita Stacy Mckelvey, is a registered financial advisor currently at WALSH & ASSOCIATES, LLC located in Sarasota, Florida and LPL FINANCIAL LLC located in Sarasota, Florida.
Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Suzanne has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Suzanne Arminita Stacy Mckelvey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Michael E. Lance & Eno H Lance Revocable Living Trust; Not investment related; 390 Eade Rd, Etowah, NC 28729; Parents' Revocable Living Trust; Successor Trustee (and Successor Durable Power of Attorney Agent for both Parents); 01/2022; none at this time; once my parents are unable to handle their affairs or deceased, I will have to take over all administration of their affairs. 2.) Itchy Clark Enterprises, LLC; Not investment Related; 5638 Merrimac Drive, Sarasota, FL 34231; Leasing Company for Pilates equipment; partial owner with brother and sister-in-law; applied for an EIN in 2020 and registered the company as an LLC in Delaware but no activity of the business has yet begun (part of restructuring plan); non at this time; listed as a partial owner for succession planning purposes (if something were to happen to my sister-in-law AND brother at the same time, I could maintain business activity in the interim while their succession plan is implemented).
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Arminta Stacy Mckelvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2022 - Present
WALSH & ASSOCIATES, LLC
Office #1: 2350 Fruitville Rd Suite 201, Sarasota, FL 34237RIA
CRD#: 144441
Sarasota, FL
Current
January 4, 2022 - Present
LPL FINANCIAL LLC
Office #1: 2350 Fruitville Rd Ste 201, Sarasota, FL 34237-6114RIA
BD
CRD#: 6413
Sarasota, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
W&
WALSH & ASSOCIATES, LLC
ADVANTAGE FINANCIAL PLANNING, INC. | WALSH & ASSOCIATES, LTD. | WALSH & ASSOCIATES, LTD | WALSH & ASSOCIATES, LLC | WALSH & ASSOCIATES | THE CARING ADVISORS LLC | THE CARING ADVISOR, INC. | THE CARING ADVISOR INC
CRD#: 144441 / SEC#: 801-77605
RIA
Registered Investment Advisory firm - (2/19/2013 Approved)California
Registered Investment Advisory firm - (4/24/2013 Terminated)Florida
Registered Investment Advisory firm - (3/25/2013 Terminated)Texas
Registered Investment Advisory firm - (3/25/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/4/2022)
IAR
Florida(3/30/2022)
RR
Illinois(3/3/2022)
RR
Maryland(1/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
W&
WALSH & ASSOCIATES, LLC
ADVANTAGE FINANCIAL PLANNING, INC. | WALSH & ASSOCIATES, LTD. | WALSH & ASSOCIATES, LTD | WALSH & ASSOCIATES, LLC | WALSH & ASSOCIATES | THE CARING ADVISORS LLC | THE CARING ADVISOR, INC. | THE CARING ADVISOR INC
CRD#: 144441 / SEC#: 801-77605
RIA
Registered Investment Advisory firm - (2/19/2013 Approved)California
Registered Investment Advisory firm - (4/24/2013 Terminated)Florida
Registered Investment Advisory firm - (3/25/2013 Terminated)Texas
Registered Investment Advisory firm - (3/25/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2350 Fruitville Rd Suite 201, Sarasota, FL 34237
Mailing Address
Phone number
(941) 952-1188
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,281 |
| AUM (Assets Under Management) | $ 660,187,718 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
