Colleen M. Cleary

Some features on this profile are disabled

CRD#: 7214578

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Colleen M Cleary, CFP® was a registered financial professional .

Colleen is a previously registered financial professional and started their career in finance in 2020. Colleen had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) THE WATERFORD POINTE CONDOMINIUM ASSOCIATION, C/O GRACE PROPERTY SERVICES; NOT INVESTMENT RELATED; 6370 MOUNT PLEASANT STREET NW, NORTH CANTON, OH 44720; CONDOMINIUM ASSOCIATION THAT IS RESPONSIBLE FOR THE ADMINISTRATION, BUDGETING AND MAINTENANCE DECISIONS FOR WATERFORD POINTE CONDOMINIUMS, LOCATED IN TWINSBURG, OH; TREASURER/SECRETARY; 4/29/14; APPROXIMATELY 20-25 HOURS PER MONTH DEVOTED TO THIS POSITION, OF WHICH APPROXIMATELY 10-12 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS, PRIMARILY ON FRIDAYS WHICH IS A SCHEDULED DAY OFF FROM JAMES REED FINANCIAL SERVICES, INC; DUTIES FOR THIS POSITION INCLUDE REVIEW AND APPROVAL OF MAINTENANCE CONTRACTS, EXPENDITURES/ACCOUNTS PAYABLE, OTHER BANKING TRANSACTIONS, REVIEW OF RECEIVABLES, ENFORCEMENT OF ANY FORECLOSURE PROCEEDINGS, ANNUAL BUDGETING, RECOMMENDATIONS FOR REPAIRS AND IMPROVEMENTS, ATTENDANCE AT MONTHLY BOARD OF DIRECTOR MEETINGS PLUS ONE ANNUAL MEETING FOR ALL HOMEOWNERS. IN ADDITION, I ASSIST THE BOARD IN DETERMINING IF HOMEOWNERS AND OUR BOARD DECISIONS ARE IN ACCORDANCE WITH OUR BYLAWS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

February 5, 2020 - January 31, 2025

REED FINANCIAL SERVICES, INC.

RIA

CRD#: 112179

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REED FINANCIAL SERVICES, INC.

JAMES REED FINANCIAL SERVICES, INC. | REED JAMES FINANCIAL SERVICES INC | REED FINANCIAL SERVICES, INC.

CRD#: 112179 / SEC#: 801-35002

RIA

Registered Investment Advisory firm - (8/17/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

REED FINANCIAL SERVICES, INC.

JAMES REED FINANCIAL SERVICES, INC. | REED JAMES FINANCIAL SERVICES INC | REED FINANCIAL SERVICES, INC.

CRD#: 112179 / SEC#: 801-35002

RIA

Registered Investment Advisory firm - (8/17/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5885 Landerbrook Drive Suite 110, Cleveland, OH 44124

Mailing Address

Phone number

(216) 464-2090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JAMES REED FINANCIAL SERVICES, INC. FORM ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,143
AUM (Assets Under Management)	$ 345,805,007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Colleen M. Cleary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REED FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

REED FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Current Firm

REED FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REED FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors