SO
Samuel Ogles
TIMOTHY FINANCIAL COUNSEL
WHEATON, IL 60187
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CRD#: 7214486
SO
Professional summary
Samuel Ogles is a registered financial advisor currently at TIMOTHY FINANCIAL COUNSEL, INC. located in Wheaton, Illinois.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Samuel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Formation Circle LLC POSITION:Owner NATURE: I have a "spirituality" business, offering speaking, writing, editing, teaching, and facilitating sessions--all for both individuals and groups on spiritual and faith-related topics. I ama sole proprietor and make money from all of these areas. The majority of these activities are compensated. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2014 ADDRESS: 293 May Ave, Glen Ellyn IL 60137, United States DESCRIPTION: I create written content spirituality-related topics for payment from readers and publishers I edit content occasionally for others on topics within my wheelhouse (faith and spirituality--never financial) I offer spiritual direction to individuals and groups seeking it. These are 1-hour sessions (currently all remote/virtual) to talk about an individual's faith life and to offer companionship and occasional guidance on a spiritual and faith level. I am compensated for my services here. I give Enneagram workshops and teaching both in-person and virtually. The Enneagram is a spiritual tool for engaging "personality", similar to MBTI or Strengthsfinder. As a certified teacher, I receive compensation for my teaching in all its forms (writing, speaking, one-one-one sessions, etc.). I speak occasionally to groups about spirituality. Often receive compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Ogles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2023 - Present
TIMOTHY FINANCIAL COUNSEL, INC.
Office #1: 104 E. Roosevelt Road Suite 200, Wheaton, IL 60187RIA
CRD#: 123037
WHEATON, IL
Past
July 9, 2020 - May 15, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
DOWNERS GROVE, IL
Past
June 15, 2020 - May 15, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
DOWNERS GROVE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TIMOTHY FINANCIAL COUNSEL, INC.
TIMOTHY FINANCIAL COUNSEL, INC.
CRD#: 123037 / SEC#: 801-123236
RIA
Registered Investment Advisory firm - (2/14/2022 Approved)Colorado
Registered Investment Advisory firm - (3/8/2022 Terminated)Florida
Registered Investment Advisory firm - (3/1/2022 Terminated)Illinois
Registered Investment Advisory firm - (3/1/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2022 Terminated)Missouri
Registered Investment Advisory firm - (3/1/2022 Terminated)Texas
Registered Investment Advisory firm - (3/1/2022 Terminated)Virginia
Registered Investment Advisory firm - (3/2/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (3/1/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/15/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TIMOTHY FINANCIAL COUNSEL, INC.
TIMOTHY FINANCIAL COUNSEL, INC.
CRD#: 123037 / SEC#: 801-123236
RIA
Registered Investment Advisory firm - (2/14/2022 Approved)Colorado
Registered Investment Advisory firm - (3/8/2022 Terminated)Florida
Registered Investment Advisory firm - (3/1/2022 Terminated)Illinois
Registered Investment Advisory firm - (3/1/2022 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2022 Terminated)Missouri
Registered Investment Advisory firm - (3/1/2022 Terminated)Texas
Registered Investment Advisory firm - (3/1/2022 Terminated)Virginia
Registered Investment Advisory firm - (3/2/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (3/1/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
104 E. Roosevelt Road Suite 200, Wheaton, IL 60187
Mailing Address
Phone number
(630) 681-0700
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (25 States and Territories)
Documents
Red Flags
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