Alexander L. Bailey

BRICKSTONE ADVISORS

Fort Lauderdale, FL 33301

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CRD#: 7214270

Professional summary

Alexander Leo Paul Bailey, who also goes by Alexander Bailey, is a registered financial advisor currently at BRICKSTONE ADVISORS located in Fort Lauderdale, Florida.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Alexander has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) QualCare Nurse Registry: I am contracted part-time with QualCare Nurse Registry (investment-related), where since December 2019 I serve as the Controller. I handle monthly bookkeeping, accounts receivable, and billing/collections review and oversight. This work is performed remotely on a flexible schedule, typically evenings and weekends, averaging approximately 20 hours per month and no hours during trading. 2) QualCare Foundation: I serve as a Director of QualCare Foundation (non-investment-related), a non-profit organization providing assistance to senior citizens, since August 14, 2024. This role is honorary, with no ongoing duties or monthly hours at this time. 3) Brickstone Financial LLC: I am the owner of Brickstone Financial, LLC (investment-related), formed October 8, 2024. This entity is used solely as a pass-through for compensation. It involves no ongoing hours or operational duties. 4) Harvest Small Business Finance (Harvest SBF): I am employed as a Business Development Associate with Harvest Small Business Finance (investment-related), where I originate and develop SBA lending relationships. This role is separate from, and not affiliated with, Brickstone Financial, LLC D.B.A. Brickstone Advisors. My hours for this position are 80 hours monthly

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Leo Paul Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

BRICKSTONE ADVISORS

Office #1: 300 Se 2nd Street Suite 600, Fort Lauderdale, FL 33301

RIA

CRD#: 319161

Fort Lauderdale, FL

Past

May 23, 2024 - October 25, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FT LAUDERDALE, FL

Past

May 15, 2024 - October 25, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

FT LAUDERDALE, FL

Past

August 2, 2022 - August 11, 2022

PORTFOLIO MEDICS, LLC

RIA

CRD#: 145958

Lauderhill, FL

Past

March 18, 2020 - August 12, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

MIAMI, FL

Past

January 21, 2020 - February 12, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/28/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/15/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/14/2019

Securities Industry Essentials Examination

Current Firm

BRICKSTONE ADVISORS

BRICKSTONE ADVISORS | BRICKSTONE FINANCIAL

CRD#: 319161 / SEC#: 801-131615

RIA

Registered Investment Advisory firm - (5/29/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/27/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

300 Se 2nd Street Suite 600, Fort Lauderdale, FL 33301

Mailing Address

Phone number

(954) 944-9072

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 1,560,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander L. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Leo Paul Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRICKSTONE ADVISORS

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PORTFOLIO MEDICS, LLC

EQUITABLE ADVISORS, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/28/2022

Series 7TO

Date: 5/15/2024

SIE

Date: 11/14/2019

Current Firm

BRICKSTONE ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRICKSTONE ADVISORS

TRUST BUT VERIFY

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