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RN

Runya Nie

RUSSELL INVESTMENTS
Redmond, WA
Some features on this profile are disabled
CRD#: 7214107
RN

Professional summary

Runya Nie is a registered financial advisor currently at RUSSELL INVESTMENTS located in Redmond, Washington and RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC located in Seattle, Washington.

Runya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Runya has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Financial Integrity Resources Management,LLC;investment related;1800 John F Kennedy Boulevard,Suite 300,Philadelphia,PA 19103;analyst;1/2020;160 hrs/month;6.5 hrs during trading;investment related consulting services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Runya Nie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2024 - Present

RUSSELL INVESTMENTS

Office #2: 401 Union Street 18th Floor, Seattle, WA 98101
RIA
CRD#: 105734
Redmond, WA
Current

August 29, 2024 - Present

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

Office #1: 401 Union St 18th Floor, Seattle, WA, 98101
RIA
BD
CRD#: 329
SEATTLE, WA
Past

June 12, 2023 - July 26, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SEATTLE, WA
Past

June 12, 2023 - July 26, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SEATTLE, WA
Past

December 16, 2021 - January 24, 2023

FINANCIAL INTEGRITY ADVISORS, LLC

RIA
CRD#: 130458
PHILADELPHIA, PA
Past

November 12, 2020 - November 23, 2022

TRIAD ADVISORS LLC

BD
CRD#: 25803
Philadelphia, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP

CRD#: 105734 / SEC#: 801-17141

RIA
Registered Investment Advisory firm - (5/21/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/29/2024)
RR
Washington
(8/29/2024)
IAR
Washington
(8/29/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/21/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/11/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/8/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC

Current Firm

RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP

CRD#: 105734 / SEC#: 801-17141

RIA
Registered Investment Advisory firm - (5/21/1982 Approved)
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Contact information

Main Address
1301 Second Avenue 18th Floor, Seattle, WA 98101
Mailing Address
Phone number
(206) 505-7877
Established
Firm type
Fiscal year end
# of Employees
589

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RUSSELL INVESTMENT MANAGEMENT, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts69,312
AUM (Assets Under Management)$ 62,376,876,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RUSSELL INVESTMENTS

CRD#: 105734Redmond, WA

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