John H. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Mcdonald, who also goes by Jack Mcdonald, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 9 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 1998 - August 8, 2014
AUSTIN ASSET
March 31, 1992 - June 20, 1994
IFG NETWORK SECURITIES, INC.
March 17, 1989 - June 15, 1992
DERAND/PENNINGTON/BASS, INC.
February 2, 1988 - March 17, 1989
PENNINGTON/BASS EQUITIES, INC.
October 18, 1986 - January 29, 1988
FSC SECURITIES CORPORATION
January 6, 1986 - November 7, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
December 26, 1980 - January 7, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
December 26, 1980 - January 9, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
December 26, 1980 - January 9, 1986
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
AUSTIN ASSET
CRD#: 105441 / SEC#: 801-32217
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUSTIN ASSET
CRD#: 105441 / SEC#: 801-32217
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,243 |
| AUM (Assets Under Management) | $ 1,666,286,145 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 | ||
| 10/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
