Lorena Souza Brasil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorena Souza Brasil was a registered financial professional .
Lorena is a previously registered financial professional and started their career in finance in 2020. Lorena had worked at 7 firms and has passed the Series 3, Series 7TO, SIE and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2025 - May 26, 2026
R.J. O'BRIEN SECURITIES, LLC
September 5, 2025 - September 3, 2026
THE BENCHMARK COMPANY, LLC
October 4, 2022 - December 31, 2024
STONEX OUTSOURCED SERVICES LLC
October 4, 2022 - September 3, 2026
STONEX SECURITIES INC.
September 23, 2022 - September 3, 2026
STONEX FINANCIAL INC.
March 16, 2022 - September 13, 2022
TRADESTATION SECURITIES, INC.
June 12, 2020 - March 1, 2022
AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/12/2020
General Securities Representative ExaminationCurrent Firm
R.J. O'BRIEN SECURITIES, LLC
CRD#: 143624 / SEC#: , 8-67587
Contact information
FINRA licenses (30 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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