RY
Roberto A. Yudice
SYNERGY INVESTMENT MANAGEMENT LLC
Maitland, FL 32751
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CRD#: 7212539
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Professional summary
Roberto Antonio Yudice, who also goes by Roberto Antonio Yudice De La Guardia, is a registered financial advisor currently at SYNERGY INVESTMENT MANAGEMENT LLC located in Maitland, Florida and LPL FINANCIAL LLC located in Maitland, Florida.
Roberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Roberto has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roberto Antonio Yudice De La Guardia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - 04/2025 - Roberto Yudice (Personal Title) - Real Estate Rental - Inv Related - Orlando, FL - OBA Start Date: 06/01/2022. 2 - 04/2025 - Merit Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3) 05/13/2025 - Synergy Investment Management, LLC - Investment Related - Registered Investment Advisor DBA - At reported business location(s) - Start Date: 05/06/2025 - 160 Hrs/Mth - 6.5 Hrs During Trading - I provide investment advisory services to Synergy Investment Management, LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 05/13/2025 - Synergy Investment Management, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:05/06/2025 - 160 Hrs/Mth - 8 Hrs During Trading - I provide investment advisory services to Synergy Investment Management, LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Roberto Antonio Yudice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2025 - Present
SYNERGY INVESTMENT MANAGEMENT LLC
Office #1: 1060 Maitland Center Commons Blvd Suite 365, Maitland, FL 32751RIA
CRD#: 305961
Maitland, FL
Current
May 7, 2025 - Present
LPL FINANCIAL LLC
Office #1: 1060 Maitland Center Commons Blvd Ste 365, Maitland, FL 32751RIA
BD
CRD#: 6413
MAITLAND, FL
Past
June 24, 2024 - April 23, 2025
FELLOWSHIP FINANCIAL GROUP
RIA
CRD#: 154103
MAITLAND, FL
Past
May 15, 2023 - June 14, 2024
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Winter Garden, FL
Past
May 4, 2023 - June 14, 2024
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
Winter Garden, FL
Past
June 3, 2022 - April 27, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ORLANDO, FL
Past
November 11, 2020 - April 27, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/7/2025)
IAR
Florida(5/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/11/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
215 North Westmonte Drive, Altamonte Springs, FL 32714
Mailing Address
Phone number
(321) 203-4458
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,070 |
| AUM (Assets Under Management) | $ 461,195,028 |
Red Flags
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Company Information
SYNERGY INVESTMENT MANAGEMENT LLC
CRD#: 305961Maitland, FL 32751TRUST BUT VERIFY
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