MM
Matthew Mcanulty
SGROI WEALTH ADVISORY GROUP LLC
West Seneca, NY 14224
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CRD#: 7212226
MM
Professional summary
Matthew Mcanulty is a registered financial advisor currently at SGROI WEALTH ADVISORY GROUP LLC located in West Seneca, New York and LPL FINANCIAL LLC located in West Seneca, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 07/10/2025 - Sgroi Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/18/2022 - 160 hours per month/ 130 hours during trading 2- 07/10/2025 - SGROI LAWLEY LLC - Speaker/ Seminar/ Workshops - Investment Related - At Reported Business Location(s) - Start Date 09/01/2022 - 8 hours per month/ 0 hours during trading. 3) 10/09/2025 - Sgroi Wealth Advisory Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:07/18/2022 - 160 Hrs/Mth - 130 Hrs During Trading.I provide investment advisory services through Sgroi Wealth Advisory Group, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Mcanulty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2022 - Present
SGROI WEALTH ADVISORY GROUP LLC
Office #1: 965 Union Road, West Seneca, NY 14224RIA
CRD#: 289764
West Seneca, NY
Current
July 10, 2025 - Present
LPL FINANCIAL LLC
Office #1: 965 Union Road, West Seneca, NY 14224RIA
BD
CRD#: 6413
WEST SENECA, NY
Past
May 7, 2021 - July 11, 2025
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
WEST SENECA, NY
Past
March 26, 2021 - July 10, 2025
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
WEST SENECA, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SGROI WEALTH ADVISORY GROUP LLC
SGROI WEALTH ADVISORY GROUP LLC
CRD#: 289764 / SEC#: 801-112067
RIA
Registered Investment Advisory firm - (11/27/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
New York(7/18/2022)
RR
New York(7/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/25/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SGROI WEALTH ADVISORY GROUP LLC
SGROI WEALTH ADVISORY GROUP LLC
CRD#: 289764 / SEC#: 801-112067
RIA
Registered Investment Advisory firm - (11/27/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
965 Union Road, West Seneca, NY 14224
Mailing Address
Phone number
(716) 674-6700
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,848 |
| AUM (Assets Under Management) | $ 1,084,937,140 |
Red Flags
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Company Information
SGROI WEALTH ADVISORY GROUP LLC
CRD#: 289764West Seneca, NY 14224TRUST BUT VERIFY
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