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Rand Folta

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CRD#: 721219
RF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rand Folta, CFA, who also goes by Rand G Folta, Rand Goodwin Folta, was a registered financial professional .

Rand is a previously registered financial professional and started their career in finance in 1980. Rand had worked at 10 firms and has passed the Series 63, Series 7 and Series 5 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rand G Folta | Rand Goodwin Folta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. B&L ASSET MANAGEMENT LLC - SEC REGISTERED INVESTMENT ADVISOR. CHIEF INVESTMENT OFFICER. 30 HOURS. 125 SUMMER ST. BOSTON, MA 02110. INVESTMENT ADVISOR. STARTED IN 2001

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Past

January 20, 2023 - August 30, 2024

SHOREPOINT CAPITAL PARTNERS LLC

RIA
CRD#: 152087
NORWOOD, MA
Past

March 24, 2021 - January 3, 2023

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
BOSTON, MA
Past

January 5, 2018 - July 21, 2021

WINSLOW WEALTH MANAGEMENT LLC

RIA
CRD#: 166196
BOSTON, MA
Past

February 1, 2013 - December 31, 2017

WINSLOW WEALTH MANAGEMENT LLC

RIA
CRD#: 166196
BOSTON, MA
Past

January 11, 2012 - April 13, 2021

WINSLOW, EVANS & CROCKER, INC.

RIA
CRD#: 29686
BOSTON, MA
Past

September 29, 2003 - December 31, 2004

WINSLOW, EVANS & CROCKER, INC.

BD
CRD#: 29686
BOSTON, MA
Past

December 16, 2001 - November 26, 2022

MCCARTER PRIVATE WEALTH SERVICES LLC

RIA
CRD#: 108191
BOSTON, MA
Past

March 8, 2000 - July 17, 2001

SAFIAN INVESTMENT RESEARCH, INC.

BD
CRD#: 16246
WHITE PLAINS, NY
Past

August 25, 1989 - March 27, 1991

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

January 19, 1989 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

September 19, 1986 - January 27, 1989

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
Past

December 22, 1980 - September 30, 1986

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/30/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/4/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 5
Date: 10/19/1981
Interest Rate Options Examination

Current Firm

SC
SHOREPOINT CAPITAL PARTNERS LLC
SHOREPOINT CAPITAL PARTNERS LLC

CRD#: 152087 / SEC#: 801-70760

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Contact information

Main Address
220 Norwood Park South Suite 101, Norwood, MA 02062
Mailing Address
Phone number
(781) 341-7250
Established
Firm type
Fiscal year end
# of Employees
10

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/5/2025)

Regulatory assets under management

Total Number of Accounts1,107
AUM (Assets Under Management)$ 800,493,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHOREPOINT CAPITAL PARTNERS LLC

CRD#: 152087

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