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CP

Christopher A. Pinder

PINDER FINANCIAL
Jupiter, FL 33458
Some features on this profile are disabled
CRD#: 7211943
CP

Professional summary

Christopher Avon Pinder is a registered financial advisor currently at PINDER FINANCIAL, LLC located in Jupiter, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Christopher has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Avon Pinder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2023 - Present

PINDER FINANCIAL, LLC

Office #1: 6055 Francis St., Jupiter, FL 33458
RIA
CRD#: 323918
Jupiter, FL
Past

September 8, 2020 - November 22, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
PALM BEACH GARDENS, FL
Past

June 8, 2020 - November 22, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
PALM BEACH GARDENS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/2/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/20/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/7/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/8/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/17/2020
Securities Industry Essentials Examination

Current Firm

PF
PINDER FINANCIAL, LLC
PINDER FINANCIAL, LLC

CRD#: 323918 / SEC#:

Florida
Registered Investment Advisory firm - (5/2/2023 Approved)
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Contact information

Main Address
6055 Francis St., Jupiter, FL 33458
Mailing Address
Phone number
(561) 635-3022
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 4,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINDER FINANCIAL, LLC

CRD#: 323918Jupiter, FL 33458

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