Jonathan P. Bracewell

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CRD#: 7211922

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Paul Bracewell, CFP® was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2020. Jonathan had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

12/01/2019- Bracewell Law Firm- Owner/Operator- not investment related- Corgdon, IA- limited/infrequent provision of legal services, such as business entity formation and will executions. Occasionally provide legal services to public on a flat fee basis. Does not engage in ongoing or complex representation. Appx 20 hrs/month, with 10 hrs during trading hours. 5-5-2024 - Department of Homeland Security (DHS) - Assistant Chief Counsel - Not investment related. Houston, TX. Full-time employment engaged in litigation of immigration law matters on behalf of Immigration and Customs Enforcement (ICE). Occasionally provides legal advice to other agencies within DHS, including Homeland Security Investigations and Customs and Border Protection. Approx. 40 hours a week primarily during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Past

January 6, 2020 - August 21, 2025

SOLIDITY FINANCIAL LLC

RIA

CRD#: 157308

Laredo, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

SOLIDITY FINANCIAL LLC

BIRCH RIVER FINANCIAL SERVICES, LLC | SOLIDITY FINANCIAL LLC

CRD#: 157308 / SEC#:

Illinois

Registered Investment Advisory firm - (11/29/2023 Terminated)

Iowa

Registered Investment Advisory firm - (1/6/2020 Approved)

Minnesota

Registered Investment Advisory firm - (5/3/2011 Approved)

Texas

Registered Investment Advisory firm - (8/11/2020 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (1/2/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

520 West Highway 96 Suite 300, Shoreview, MN 55126

Mailing Address

Phone number

(651) 330-8746

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	455
AUM (Assets Under Management)	$ 70,929,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.