Tyler J. Prescott

IAMS WEALTH MANAGEMENT

OMAHA, NE 68022

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CRD#: 7211890

Professional summary

Tyler Joseph Prescott, who also goes by Tyler J Prescott, is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Omaha, Nebraska and AMERICAN ELM DISTRIBUTION PARTNERS, LLC located in Topeka, Kansas.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Tyler has worked at 4 firms and has passed the Series 66, Series 52TO, Series 7TO, SIE, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler J Prescott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As of 10/2023, RR is an Operations Director with IAMS Wealth Management, located in Omaha, NE. In this role, RR helps facilitate operations team duties for internal staff. This business is conducted during securities trading hours and requires approximately 160 hours per month, of which about 145 hours occur during securities trading hours. As of 01/2024, RR is an Independent Insurance Agent based in Omaha, NE. In this capacity, RR offers life insurance and annuity products. This role does not conflict with the securities business being conducted and does not occur during securities trading hours. Approximate time devoted to this activity is 5 hours per month. American Elm Distribution Partners; Sales Supervisor, Dual Employee Registered Representative; Investment Related; Facilitate the sale of RILA products to RRs; 10 Hour Per Month; 5 Hours Per Month During Securities Trading Hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Joseph Prescott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2024 - Present

IAMS WEALTH MANAGEMENT, LLC

Office #1: 18881 West Dodge Road Suite 180e, Omaha, NE 68022

RIA

CRD#: 286085

OMAHA, NE

Current

July 10, 2025 - Present

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

Office #1: 1225 Sw Harvey, Topeka, KS 66604

CRD#: 153322

Topeka, KS

Past

January 10, 2022 - July 28, 2023

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

OMAHA, NE

Past

January 6, 2022 - July 28, 2023

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

OMAHA, NE

Past

June 30, 2020 - August 13, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

OMAHA, NE

Past

May 29, 2020 - August 13, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(8/22/2025)

IAR

Nebraska
(1/3/2024)

Nebraska
(8/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 11/30/2022

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7TO

Date: 5/29/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/7/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 53

Date: 12/19/2022

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/11/2022

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tyler J. Prescott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Joseph Prescott's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2020

Series 52TO

Date: 11/30/2022

Series 7TO

Date: 5/29/2020

SIE

Date: 5/7/2020

Series 53

Date: 12/19/2022

Series 4

Date: 8/11/2022

Series 24

Date: 5/20/2022

FINRA

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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