JK
Jordan Klessig
THRIVENT INVESTMENT MANAGEMENT
Appleton, WI 54913
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CRD#: 7211608
JK
Professional summary
Jordan Klessig, who also goes by Jordan Schroeder, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Appleton, Wisconsin.
Jordan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jordan has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jordan Schroeder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FRIENDS OF THE BRILLION PUBLIC LIBRARY POSITION: President NATURE: Support, promote, and encourage the use of the Brillion Public Library. The Friends is a 501(c)(3) nonprofit organization that plans activities to raise funds for and promote the use of the library. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/13/2025 ADDRESS: 326 N Main St, Brillion WI 54110, United States DESCRIPTION: Facilitating monthly meetings, volunteering at fundraising events for the library, promoting library use. Any funds raised for the library would be voted on by the rest of the Friends of the Library to determine how they are used. The Treasurer is the only one with access to the funds and the ability to write checks on behalf of the Friends. ARYA - ADULT RECOVERY AND YOUTH ALLIANCE LLC POSITION: Advisory Committee member NATURE: ARYA is a sober living facility that allows women and children to reside while in recovery. They are currently raising funds to purchase a property in Fond du Lac. The main office is being run out of the Co-Founder's home right now. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2025 ADDRESS: 368 N Park Ave, Fond du Lac WI 54935, United States DESCRIPTION: I would provide education on financial topics, if needed, without giving recommendations of any kind. But my main duties would include social media marketing, fundraising, and administrative work as needed. NUSKIN POSITION: Brand Affiliate NATURE: I will be selling beauty and wellness products. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2025 ADDRESS: 75 W Center St, Provo UT 84601, United States DESCRIPTION: I will be an independent contractor selling Nuskin products, including skin care, beauty, and wellness items. MAKE WELLNESS POSITION: Brand Affiliate NATURE: Wellness company that sells bioactive peptide products INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 05/12/2025 ADDRESS: 169 W 2710 South Cir, Ste 202A, St George UT 84790, United States DESCRIPTION: social media marketing, promoting Make's products SKY AND SOL POSITION: brand affiliate NATURE: Company that sells beef tallow sunscreen and skin products INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2025 ADDRESS: 308 Sherwood Terrace, Middletown DE 19709, United States DESCRIPTION: Posting about the products on social media SHAKLEE POSITION: Ambassador NATURE: Sells various wellness products, including supplements, natural cleaning products, beauty products, and nutrition products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2025 ADDRESS: 4040 NE 2nd Ave, Suite 321, Miami FL 33137, United States DESCRIPTION: Share my experiences with Shaklee products on social media
CRS (Client Relationship Summary) - RIA
Click below to view Jordan Klessig's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jordan Klessig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2901 E Enterprise Ave, Appleton, WI 54913RIA
BD
CRD#: 18387
Appleton, WI
Current
September 19, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2901 E Enterprise Ave, Appleton, WI 54913RIA
BD
CRD#: 18387
Appleton, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(1/4/2024)
RR
Oregon(1/3/2024)
RR
Wisconsin(10/6/2023)
IAR
Wisconsin(10/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/15/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
