Christopher Coleman

FIDUCIARY FIRST ADVISING

Rochester, NY 14625

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CRD#: 7211357

Professional summary

Christopher Coleman is a registered financial advisor currently at FIDUCIARY FIRST ADVISING, LLC located in Rochester, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Christopher has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Coleman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2022 - Present

FIDUCIARY FIRST ADVISING, LLC

Office #1: 160 Linden Oaks, Rochester, NY 14625

RIA

CRD#: 317659

Rochester, NY

Past

February 26, 2020 - August 16, 2021

SAGE, RUTTY & CO., INC.

RIA

CRD#: 3254

ROCHESTER, NY

Past

January 28, 2020 - August 16, 2021

SAGE, RUTTY & CO., INC.

CRD#: 3254

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/22/2019

Securities Industry Essentials Examination

Current Firm

FIDUCIARY FIRST ADVISING, LLC

COLEMAN, CHRISTOPHER MICHAEL | FIDUCIARY FIRST ADVISING, LLC | FIDUCIARY FIRST ADVISING

CRD#: 317659 / SEC#:

New York

Registered Investment Advisory firm - (3/29/2022 Approved)

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Contact information

Main Address

160 Linden Oaks, Rochester, NY 14625

Mailing Address

Phone number

(585) 330-8031

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 14,282,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY FIRST ADVISING, LLC

SAGE, RUTTY & CO., INC.

SAGE, RUTTY & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2020

Series 7TO

Date: 1/28/2020

SIE

Date: 10/22/2019

Current Firm

FIDUCIARY FIRST ADVISING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY FIRST ADVISING, LLC

TRUST BUT VERIFY

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