Stephen D. Moore
Professional summary
Stephen Darrell Moore, who also goes by Stephen D Moore, Steve Moore, is a registered financial advisor currently at STONE SECURITIES INC. located in Clarks Green, Pennsylvania and LEIGH BALDWIN & CO., LLC located in Clarks Summit, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Stephen has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 5, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Darrell Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2012 - Present
STONE SECURITIES INC.
Office #1: 281 E. Grove St, Clarks Green, PA 18411September 20, 1999 - Present
LEIGH BALDWIN & CO., LLC
Office #1: 281 East Grove Street, Clarks Summit, PA 18411February 18, 2004 - October 29, 2010
HUSS SERVICES, INC.
December 8, 2003 - December 31, 2006
STONE SECURITIES, INC
February 7, 1997 - September 30, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 1, 1994 - February 13, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1991 - July 6, 1994
FIRST UNION CAPITAL MARKETS CORP.
October 12, 1990 - January 1, 1991
BUTCHER & SINGER INC.
February 3, 1981 - October 15, 1990
MORGAN STANLEY DW INC.
December 31, 1980 - April 10, 1981
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/1999)
(6/4/2003)
(11/22/1999)
(11/17/1999)
(11/17/1999)
(9/6/2011)
(1/7/2015)
(8/2/2012)
(11/17/1999)
(9/20/1999)
(11/18/1999)
(9/20/1999)
(6/25/2012)
(11/17/1999)
(11/18/1999)
(3/18/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationFINRA
Current Firm
STONE SECURITIES INC.
CRD#: 162909 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 62,221,225 |
Red Flags
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