Stephen Darrell Moore
Professional Summary
Stephen Darrell Moore, who also goes by Stephen D Moore, Steve Moore, is a registered financial advisor currently at STONE SECURITIES INC. located in Clarks Green, Pennsylvania and LEIGH BALDWIN & CO., LLC located in Clarks Summit, Pennsylvania. Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Stephen has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen D Moore, Steve Moore
Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Years of Experience
45 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current Firm
STONE SECURITIES INC.
Contact Information
Main Address
281 E. Grove St, Clarks Green, PA 18411Phone Number
(570) 585-0825# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
103AUM (Assets Under Management)
$72,525,243Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
State Registrations and Notice Filings
(11/17/1999)
(6/4/2003)
(11/22/1999)
(11/17/1999)
(11/17/1999)
(9/6/2011)
(1/7/2015)
(8/2/2012)
(11/17/1999)
(9/20/1999)
(11/18/1999)
(9/20/1999)
(6/25/2012)
(11/17/1999)
(11/18/1999)
(3/18/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Dec 1982SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Darrell Moore's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
ROYAL PALMS CAPITAL, LLC
STATE FARM VP MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
