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AF

Alexander N. Fritz

ONE 2800 CAPITAL ADVISORS
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 7210801
AF

Professional summary

Alexander Norman Fritz is a registered financial professional currently at ONE 2800 CAPITAL ADVISORS, LLC located in Carmel, Indiana.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2020. Alexander has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Norman Fritz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2020 - Present

ONE 2800 CAPITAL ADVISORS, LLC

Office #1: 12800 N. Meridian Street, Suite 400, Carmel, IN 46032Office #2: 12800 N. Meridian Street Suite 400, Carmel, IN 46032
BD
CRD#: 304777
Carmel, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(9/18/2020)
RR
Kentucky
(11/5/2020)
RR
Ohio
(10/30/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 6/5/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/27/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/18/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/25/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/9/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

O2
ONE 2800 CAPITAL ADVISORS, LLC
ONE 2800 CAPITAL ADVISORS, LLC

CRD#: 304777 / SEC#: , 8-70388

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
12800 N. Meridian Street, Suite 400, Carmel, IN 46032
Mailing Address
12800 N. Meridian Street, Suite 400, Carmel, IN 46032
Phone number
(317) 275-7426
Established
Indiana since 02/20/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUE & CO., LLCMAJORITY MEMBER
LOUGHMILLER, JARIT THOMASCHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER & TREASURER, AND FINANCIAL AND OPERATIONS PRINCIPAL; BOARD MEMBER7163607
FRITZ, ALEXANDER NORMANPRESIDENT AND CHIEF COMPLIANCE OFFICER; BOARD MEMBER7210801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE 2800 CAPITAL ADVISORS, LLC

CRD#: 304777Carmel, IN 46032

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