LL
Lawrence W. Lepard
EMA SMA LLC
NAPLES, FL 34103-3034
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CRD#: 721071
LL
Professional summary
Lawrence Ward Lepard is a registered financial advisor currently at EMA SMA LLC located in Naples, Florida.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Lawrence has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lawrence W Lepard is the sole member and manager of Equity Management Associates, LLC, an exempt reporting adviser. He is also managing member of EMA Garp Fund, LP., a private fund that is managed by Equity Management Associates, LLC, an exempt reporting adviser. Lawrence W Lepard is the sole member and manager of EMA Garp GP, LLC, the general partner of EMA Garp Fund, LP. Lawrence W Lepard is a board member of LAVRAS and Rise Gold Corp.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Ward Lepard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2021 - Present
EMA SMA LLC
Office #1: 4850 Tamiami Trail North Suite 301, Naples, FL 34103-3034RIA
CRD#: 311671
NAPLES, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(9/24/2021)
Current Firm
ES
EMA SMA LLC
EMA SMA LLC
CRD#: 311671 / SEC#:
Massachusetts
Registered Investment Advisory firm - (9/24/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Sherborn, MA
Mailing Address
Phone number
(617) 259-0699
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 18,000,000 |
Red Flags
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