David B. Readerman
Professional summary
David B Readerman, who also goes by David B Raderman, David Readerman, is a registered financial advisor currently at ENDURANCE CAPITAL PARTNERS, LLC located in San Francisco, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. David has worked at 6 firms and has passed the Series 63, Series 5, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David B Readerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2014 - Present
ENDURANCE CAPITAL PARTNERS, LLC
Office #1: One Ferry Building Suite 255, San Francisco, CA 94111February 5, 1999 - July 1, 2003
THOMAS WEISEL PARTNERS LLC
October 1, 1997 - January 11, 1999
BANC OF AMERICA SECURITIES LLC
February 10, 1995 - October 1, 1997
MONTGOMERY SECURITIES
September 23, 1994 - February 17, 1995
CANACCORD GENUITY SECURITIES LLC
December 26, 1980 - August 16, 1988
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/18/2014)
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationCurrent Firm
ENDURANCE CAPITAL PARTNERS, LLC
CRD#: 171895 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 19,211,015 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 7/23/2014 |
Red Flags
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