CS
Charles P. Sours
ALLY INVEST ADVISORS
Alamogordo, NM
Some features on this profile are disabled
CRD#: 7210665
CS
Professional summary
Charles P Sours, who also goes by Charles Paul Sours III, Charles Paul Sours, Chuck Sours, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Alamogordo, New Mexico and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Charles has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Paul Sours Iii | Charles Paul Sours | Chuck Sours
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Land of Enchantment Deals. Not investment related. 2114 Oregon Ave, Alamogordo NM 88310. Owner/Sole/Partner. 01/01/2020. 20 hours/month. The company has wholesale accounts that it will purchase inventory through. The inventory is then sold online in market places like Amazon and Ebay. Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist-Invest Premier Services. Dually licensed. 08/16/2021. 40+ hours/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Sours Real Estate. Not investment related. 2114 Oregon Ave, Alamogordo NM 88310. Owner. 05/01/2021. 10 hours/month. Sours Real Estate LLC houses a rental property. Ally Bank. Not investment related. 601 S. Tryon St. Charlotte NC 28202. Specialist-Invest Premier Services. 09/28/2022. 40+ Hours/month. Support Ally Bank customers by performing account maintenance (e.g., password reset, account information updates), money movements (e.g. deposits, withdrawals, CD renewals, etc.), and providing education on deposit product offerings (e.g., Savings/Checking accounts, CDs, etc.).
CRS (Client Relationship Summary) - RIA
Click below to view Charles P Sours's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2021 - Present
ALLY INVEST ADVISORS
RIA
CRD#: 170301
Alamogordo, NM
Current
September 26, 2021 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202BD
CRD#: 136131
Charlotte, NC
Past
June 3, 2020 - September 13, 2021
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
Alamogordo, NM
Past
March 16, 2020 - September 13, 2021
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
Alamogordo, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(9/26/2021)
IAR
Minnesota(11/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/16/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
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Contact information
Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
