Richard A. Nunis
Professional summary
Richard Alec Nunis, who also goes by Richie Alec Nunis Mr., is a registered financial professional currently at DIGITAL OFFERING LLC located in Laguna Beach, California.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2020. Richard has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Alec Nunis's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2025 - Present
DIGITAL OFFERING LLC
Office #1: 1461 Glenneyre Street Suite D, Laguna Beach, CA 92651July 10, 2020 - November 5, 2024
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2025)
Exams
Series 79TO
Date: 3/14/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 7/9/2020
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
DIGITAL OFFERING LLC
CRD#: 166401 / SEC#: , 8-69206
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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