Virginia P. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Payne Thomas, who also goes by VIrginia Abigail Payne, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1980. Virginia had worked at 4 firms and has passed the Series 63, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2011 - May 10, 2013
JHS CAPITAL ADVISORS, LLC
February 26, 1985 - December 9, 2011
YOUNG, STOVALL AND COMPANY
April 19, 1982 - February 14, 1985
LEHMAN BROTHERS INC.
December 22, 1980 - April 30, 1982
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/30/1983
Foreign Currency Options ExaminationCurrent Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
