Joseph M. Benanti

ROSENBLATT SECURITIES

New York, NY 10005

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CRD#: 721049

Professional summary

Joseph Michael Benanti is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1980. Joseph has worked at 11 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Michael Benanti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2007 - Present

ROSENBLATT SECURITIES INC.

Office #1: 40 Wall Street 59th Floor, New York, NY 10005Office #2: 40 Wall St. 59th Floor, New York, NY 10005

CRD#: 18377

New York, NY

Past

August 20, 2008 - June 29, 2011

PENSERRA SECURITIES, LLC

CRD#: 145994

ORINDA, CA

Past

March 26, 2007 - March 26, 2007

DERMOTT W. CLANCY CORP.

CRD#: 37451

NEW YORK, NY

Past

November 20, 2003 - March 15, 2006

TD PRIME SERVICES LLC

CRD#: 1914

NEW YORK, NY

Past

October 31, 2003 - May 1, 2007

JOSEPH M. BENANTI, INC.

CRD#: 128520

NEW YORK, NY

Past

May 30, 2002 - October 15, 2003

KV EXECUTION SERVICES LLC

CRD#: 42093

NEW YORK, NY

Past

October 10, 2000 - May 30, 2002

STUART FRANKEL & CO., INCORPORATED

CRD#: 14593

GREAT NECK, NY

Past

September 1, 1998 - February 29, 2000

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

October 1, 1997 - September 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

September 18, 1996 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

Past

December 24, 1980 - April 19, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/9/2013)

Colorado
(10/9/2013)

Connecticut
(12/12/2024)

Florida
(10/9/2013)

Illinois
(12/12/2024)

Maryland
(12/12/2024)

Massachusetts
(10/9/2013)

New York
(4/27/2007)

Ohio
(12/12/2024)

Pennsylvania
(10/9/2013)

Texas
(10/9/2013)

Virginia
(12/12/2024)

Exams

State Security Law Exam

Series 63

Date: 5/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/8/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/20/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 6/17/2006

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 2/28/2004

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/16/2002

General Securities Principal Examination

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

ROSENBLATT SECURITIES INC.

RICHARD A. ROSENBLATT & COMPANY, INC. | ROSENBLATT SECURITIES INC.

CRD#: 18377 / SEC#: , 8-24255

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street 59th Floor, New York, NY 10005

Mailing Address

40 Wall Street 59th Floor, New York, NY 10005

Phone number

(212) 607-3100

Established

New York since 08/29/1979

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GAWRONSKI, JOSEPH CHARLES JR	PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR	2946954
ROSENBLATT, RICHARD ALLAN	CHAIRMAN RETIRED	1557345
FRAIN, JOURDAN BLAKE	COO	5745300
RONEY, CHARLES PATRICK	CHIEF COMPLIANCE OFFICER	1978773

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Joseph M. Benanti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Michael Benanti's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENSERRA SECURITIES, LLC

DERMOTT W. CLANCY CORP.

TD PRIME SERVICES LLC

JOSEPH M. BENANTI, INC.

KV EXECUTION SERVICES LLC

STUART FRANKEL & CO., INCORPORATED

ROBERTSON STEPHENS, INC.

BANCAMERICA SECURITIES, INC.

ROBERTSON, STEPHENS & COMPANY LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/2002

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/8/2006

Series 7

Date: 12/20/1980

Series 14

Date: 6/17/2006

Series 27

Date: 2/28/2004

Series 24

Date: 8/16/2002

Cboe BZX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

ROSENBLATT SECURITIES INC.

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROSENBLATT SECURITIES INC.

TRUST BUT VERIFY

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