CW
Curtis J. Worcester
GUIDANCE POINT RETIREMENT SERVICES
Bangor, ME 04401
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CRD#: 7210487
CW
Professional summary
Curtis James Worcester is a registered financial advisor currently at GUIDANCE POINT RETIREMENT SERVICES, LLC located in Bangor, Maine and GUIDANCE POINT ADVISORS, LLC located in Bangor, Maine.
Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Curtis has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Guidance Point Retirement Services, LLC; Bangor, ME; Investment Related; 01/2021- Investment Adviser Representative 03/2019 - Investment Operations Analyst; Provide investment advice to clients; Spends Approximately 70% of professional time with GPRS
2) Guidance Point Advisors, LLC; Bangor, ME; Investment Related; 02/2021 Investment Adviser Representative/Investment Consultant; Provide investment advice to clients; Spends Approximately 30% of professional time with GPA;
CRS (Client Relationship Summary) - RIA
Click below to view Curtis James Worcester's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
GUIDANCE POINT RETIREMENT SERVICES, LLC
Office #1: 108 State Street, Bangor, ME 04401RIA
CRD#: 161000
Bangor, ME
Current
March 5, 2021 - Present
GUIDANCE POINT ADVISORS, LLC
Office #1: 108 State Street, Bangor, ME 04401RIA
CRD#: 148768
Bangor, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GUIDANCE POINT ADVISORS, LLC
GUIDANCE POINT ADVISORS, LLC
CRD#: 148768 / SEC#: 801-77258
RIA
Registered Investment Advisory firm - (10/16/2012 Approved)Maine
Registered Investment Advisory firm - (11/5/2012 Terminated)Massachusetts
Registered Investment Advisory firm - (10/25/2012 Terminated)New York
Registered Investment Advisory firm - (10/23/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(2/17/2021)
Current Firm
GP
GUIDANCE POINT ADVISORS, LLC
GUIDANCE POINT ADVISORS, LLC
CRD#: 148768 / SEC#: 801-77258
RIA
Registered Investment Advisory firm - (10/16/2012 Approved)Maine
Registered Investment Advisory firm - (11/5/2012 Terminated)Massachusetts
Registered Investment Advisory firm - (10/25/2012 Terminated)New York
Registered Investment Advisory firm - (10/23/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wellesley, MA
Mailing Address
Phone number
(617) 869-6653
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 680 |
| AUM (Assets Under Management) | $ 492,368,300 |
Red Flags
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Company Information
GUIDANCE POINT ADVISORS, LLC
CRD#: 148768Bangor, ME 04401TRUST BUT VERIFY
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