Christopher C. Abbott

PALMETTO ADVISORY

Manchester, MA

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CRD#: 721040

Professional summary

Christopher Cunningham Abbott is a registered financial advisor currently at PALMETTO ADVISORY located in Manchester, Massachusetts and PALMETTO ADVISORY GROUP, LLC located in Kiawah Island, South Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Christopher has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Meteor Advisory LLC, is not investment related, 8 Highwood Road, Manchester, MA 01944; Consultant to asset management firms, compensation is exclusively on a fixed retainer. Mr. Abbott does not receive any compensation from his OBA that is sales based, or based on a portion of a management fee or commission; CEO, self-proprietor. 20 hours/week during trading hours. Duties involve assessing the strategic options for business development and growth within the global institutional marketplace.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Cunningham Abbott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2021 - Present

PALMETTO ADVISORY

RIA

CRD#: 152286

Manchester, MA

Current

October 1, 2018 - Present

PALMETTO ADVISORY GROUP, LLC

CRD#: 150270

KIAWAH ISLAND, SC

Past

January 8, 2010 - April 5, 2010

PALMETTO ADVISORY GROUP, LLC

CRD#: 150270

KIAWAH ISLAND, SC

Past

August 4, 2006 - November 21, 2007

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

BOSTON, MA

Past

September 23, 2005 - July 6, 2006

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

May 26, 2000 - October 8, 2003

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

November 17, 1997 - November 10, 1999

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

November 27, 1990 - September 19, 1997

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

December 31, 1980 - October 8, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(6/19/2019)

IAR

Massachusetts
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1980

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PALMETTO ADVISORY

PALMETTO ADVISORY | PALMETTO ADVISORY LLC | PALMETTO ADVISORY GROUP

CRD#: 152286 / SEC#:

California

Registered Investment Advisory firm - (5/15/2024 Approved)

Connecticut

Registered Investment Advisory firm - (11/9/2021 Approved)

Florida

Registered Investment Advisory firm - (10/28/2010 Approved)

Georgia

Registered Investment Advisory firm - (7/28/2010 Approved)

Massachusetts

Registered Investment Advisory firm - (8/31/2021 Approved)

Minnesota

Registered Investment Advisory firm - (11/8/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (6/30/2010 Approved)

South Carolina

Registered Investment Advisory firm - (3/9/2010 Approved)

Washington

Registered Investment Advisory firm - (12/23/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/5/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Kiawah Island, SC

Mailing Address

Phone number

(404) 402-7016

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher C. Abbott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Cunningham Abbott's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALMETTO ADVISORY GROUP, LLC

PALMETTO ADVISORY GROUP, LLC

OLD MUTUAL INVESTMENT PARTNERS

MATRIX CAPITAL GROUP, INC.

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

AMUNDI DISTRIBUTOR US, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2019

Series 63

Date: 8/21/1984

SIE

Date: 11/8/2018

Series 7

Date: 12/20/1980

FINRA

Current Firm

PALMETTO ADVISORY

Contact information

Documents

Red Flags

Company Information

PALMETTO ADVISORY

TRUST BUT VERIFY

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