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Christopher Cunningham Abbott

PALMETTO ADVISORY
Manchester, MA
·CRD# 721040·45 years experience

Professional Summary

Christopher Cunningham Abbott is a registered financial advisor currently at PALMETTO ADVISORY located in Manchester, Massachusetts and PALMETTO ADVISORY GROUP, LLC located in Charleston, South Carolina. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Christopher has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

PALMETTO ADVISORY·CRD# 152286
RIA
Manchester, MA
August 31, 2021 - Present
PALMETTO ADVISORY GROUP, LLC·CRD# 150270
BD
460 King Street Ste 200 #1021, Charleston, SC 29403
October 1, 2018 - Present
PALMETTO ADVISORY GROUP, LLC·CRD# 150270
BD
Charleston, SC
January 8, 2010 - April 5, 2010
OLD MUTUAL INVESTMENT PARTNERS·CRD# 44916
BD
Boston, MA
August 4, 2006 - November 21, 2007
MATRIX CAPITAL GROUP, INC.·CRD# 33364
BD
New York, NY
September 23, 2005 - July 6, 2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC.·CRD# 17580
BD
Boston, MA
May 26, 2000 - October 8, 2003
AMUNDI DISTRIBUTOR US, INC.·CRD# 24497
BD
Boston, MA
November 17, 1997 - November 10, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
November 27, 1990 - September 19, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
December 31, 1980 - October 8, 1990

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Current Firm

PA
PALMETTO ADVISORY

PALMETTO ADVISORY | PALMETTO ADVISORY LLC | PALMETTO ADVISORY GROUP

CRD#: 152286
California
Registered Investment Advisory firm - California (5/15/2024 Approved)
Connecticut
Registered Investment Advisory firm - Connecticut (11/9/2021 Approved)
Florida
Registered Investment Advisory firm - Florida (10/28/2010 Approved)
Georgia
Registered Investment Advisory firm - Georgia (7/28/2010 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (8/31/2021 Approved)
Minnesota
Registered Investment Advisory firm - Minnesota (11/8/2013 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (6/30/2010 Approved)
South Carolina
Registered Investment Advisory firm - South Carolina (3/9/2010 Approved)
Washington
Registered Investment Advisory firm - Washington (12/23/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (10/5/2010 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

460 King Street Ste 200 #1021, Charleston, SC 29403

Mailing Address

1111 Oakfield Dr Ste 115 Pmb 3268, Brandon, FL 33511

Phone Number

(404) 402-7016

# of Employees

5

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Meteor Advisory LLC, is not investment related, 8 Highwood Road, Manchester, MA 01944; Consultant to asset management firms, compensation is exclusively on a fixed retainer. Mr. Abbott does not receive any compensation from his OBA that is sales based, or based on a portion of a management fee or commission; CEO, self-proprietor. 20 hours/week during trading hours. Duties involve assessing the strategic options for business development and growth within the global institutional marketplace.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(6/19/2019)
IAR
Massachusetts
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2019About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1980About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Cunningham Abbott's CRS (Customer Relationship Summary).

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