William J. Driscoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Driscoll, who also goes by William Joseph Driscoll Jr, William Joseph Driscoll, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1969. William had worked at 19 firms and has passed the Series 63, Series 1, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1997 - December 31, 2006
COMPASS SECURITIES CORPORATION
February 20, 1997 - December 31, 2012
COMPASS CAPITAL CORPORATION
May 13, 1994 - May 20, 1996
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 24, 1992 - May 26, 1994
IFMG SECURITIES, INC.
October 31, 1991 - January 22, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
January 11, 1989 - June 29, 1990
BLUESTONE SECURITIES CORPORATION
February 2, 1988 - September 9, 1988
TUCKER ANTHONY INCORPORATED
September 8, 1986 - January 14, 1988
KRUPP SECURITIES CORPORATION
March 26, 1985 - May 2, 1986
FCM INVESTMENT SERVICES, INC.
May 10, 1984 - April 1, 1985
ALMA SECURITIES CORPORATION
September 26, 1980 - April 4, 1983
LINSCO FINANCIAL GROUP, INC.
January 26, 1979 - January 15, 1980
E. F. HUTTON & COMPANY INC
March 6, 1978 - November 20, 1978
B & D EQUITIES INC.
January 7, 1977 - June 19, 1977
LEGG MASON WOOD WALKER, INCORPORATED
September 30, 1976 - January 1, 1977
RYAN BECK & CO.
June 17, 1975 - November 20, 1975
DOMIK CORP.
November 29, 1972 - May 30, 1975
DR SECURITIES CORP.
April 5, 1972 - December 1, 1972
DREXEL FIRESTONE INCORPORATED
July 17, 1969 - April 16, 1972
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/16/1968
Registered Representative ExaminationCurrent Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
