Peter J. Eichler
Professional summary
Peter James Eichler JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial advisor and started their career in finance in 1980. Prior to being barred, Peter had worked at 9 firms, which includes BATEMAN EICHLER & CO. LLC, ALETHEIA SECURITIES INC., ALETHEIA RESEARCH AND MANAGEMENT INC, BENCH SECURITIES CORP., J.P. MORGAN SECURITIES LLC, CROWELL WEEDON & CO., PRUDENTIAL EQUITY GROUP LLC, BATEMAN EICHLER HILL RICHARDS INCORPORATED, E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2000 - December 31, 2004
BATEMAN EICHLER & CO., LLC
December 1, 1998 - February 25, 2013
ALETHEIA SECURITIES, INC.,
October 20, 1998 - December 31, 2013
ALETHEIA RESEARCH AND MANAGEMENT INC
January 22, 1998 - April 6, 1999
BENCH SECURITIES CORP.
November 6, 1986 - December 19, 1997
J.P. MORGAN SECURITIES LLC
October 23, 1985 - November 11, 1986
CROWELL, WEEDON & CO.
July 16, 1985 - November 26, 1985
PRUDENTIAL EQUITY GROUP, LLC
January 5, 1982 - April 19, 1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
December 31, 1980 - January 14, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
BATEMAN EICHLER & CO., LLC
CRD#: 103480 / SEC#: , 8-52178
Contact information
Documents
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