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Curtis M. Riley

INVEST CAPITAL PARTNERS
Springboro, OH 45066
Some features on this profile are disabled
CRD#: 7210326
CR

Professional summary

Curtis Michael Riley II, who also goes by Curtis Michael Riley II, Curtis Michael Riley, Mike Riley, is a registered financial advisor currently at INVEST CAPITAL PARTNERS located in Springboro, Ohio.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Curtis has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Curtis Michael Riley Ii | Curtis Michael Riley | Mike Riley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Curtis Michael Riley, II, Sole Proprietor; West Chester, OH; Investment Related; Insurance Agent; Fixed Insurance Sales; Started 02/2022; Approximately 12 hours per month spent. Triad Technologies; Vandalia, OH; Not Investment Related; Pricing Manager; Industrial Distribution; Started 02/2022; Approximately 30 hours per month spent. Arrow Painting - 49% Owner; Not investment related; investor; Started 2024 Fisher Riley LLC dba Trifecta Tax Services; 49% owner: Not investment related; Started 2024 Inertia Wealth Management - dba of investment practice

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Michael Riley II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2024 - Present

INVEST CAPITAL PARTNERS

Office #1: 550 S. Main Street, Springboro, OH 45066
RIA
CRD#: 287987
Springboro, OH
Past

March 3, 2022 - March 28, 2025

INERTIA WEALTH MANAGEMENT

RIA
CRD#: 319113
WEST CHESTER, OH
Past

May 5, 2021 - April 6, 2022

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
WEST CHESTER, OH
Past

April 30, 2021 - April 6, 2022

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
WEST CHESTER, OH
Past

March 11, 2020 - April 8, 2021

EDWARD JONES

RIA
CRD#: 250
CINCINNATI, OH
Past

February 14, 2020 - April 8, 2021

EDWARD JONES

BD
CRD#: 250
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INVEST CAPITAL PARTNERS
CHUDDE WEALTH MANAGEMENT | ROCKWOOD INVESTMENT COUNSEL | RIVERVIEW ACCOUNTING & ADVISORY, CO. | MIDWESTERN WEALTH MANAGEMENT | MERTEN CAPITAL | INVEST CAPITAL PARTNERS, LLC | INVEST CAPITAL PARTNERS, CO. | INVEST CAPITAL PARTNERS | INERTIA WEALTH MANAGEMENT

CRD#: 287987 / SEC#: 801-110218

RIA
Registered Investment Advisory firm - (4/4/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/2/2025)
IAR
Illinois
(10/7/2025)
IAR
Minnesota
(10/2/2025)
IAR
Ohio
(12/4/2024)
IAR
Texas
(10/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/9/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/14/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/21/2020
Securities Industry Essentials Examination

Current Firm

IC
INVEST CAPITAL PARTNERS
CHUDDE WEALTH MANAGEMENT | ROCKWOOD INVESTMENT COUNSEL | RIVERVIEW ACCOUNTING & ADVISORY, CO. | MIDWESTERN WEALTH MANAGEMENT | MERTEN CAPITAL | INVEST CAPITAL PARTNERS, LLC | INVEST CAPITAL PARTNERS, CO. | INVEST CAPITAL PARTNERS | INERTIA WEALTH MANAGEMENT

CRD#: 287987 / SEC#: 801-110218

RIA
Registered Investment Advisory firm - (4/4/2017 Approved)
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Contact information

Main Address
550 S. Main Street, Springboro, OH 45066
Mailing Address
550 S. Main Street, Springboro, OH 45066
Phone number
(937) 557-3200
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INVEST CAPITAL PARTNERS BROCHURE DISCLOSURE (1/7/2025)

Regulatory assets under management

Total Number of Accounts1,200
AUM (Assets Under Management)$ 229,325,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVEST CAPITAL PARTNERS

CRD#: 287987Springboro, OH 45066

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