Christina L. Zuniga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Louise Zuniga, who also goes by Christina Tina, Christina L Willison, Tina Zuniga, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 1980. Christina had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1987 - February 2, 1989
GAF FINANCIAL AND INSURANCE SERVICES
April 27, 1987 - February 1, 1989
PAMCO SECURITIES AND INSURANCE SERVICES
July 9, 1984 - November 24, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 24, 1980 - July 26, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GAF FINANCIAL AND INSURANCE SERVICES
CRD#: 14123 / SEC#: , 8-30287
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
