Emily Peterson

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CRD#: 7210057

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Emily Peterson, who also goes by Emily Ferguson, was a registered financial professional .

Emily is a previously registered financial professional and started their career in finance in 2020. Emily had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Emily Ferguson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Treasurer; Rinaldi Foundation for Financial Education; Investment Related: Yes; 2024-01-01; Provide free education seminars to help retirees navigate the complexities of retirement planning.; Oversees all financial transactions of the business.; 2024-01-01; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 2, 2022 - September 15, 2025

RINALDI WEALTH MANAGEMENT, INC.

RIA

CRD#: 311583

BONITA SPRINGS, FL

Past

December 2, 2020 - January 19, 2022

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Bonita Springs, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RINALDI WEALTH MANAGEMENT, INC.

CRD#: 311583 / SEC#: 801-122703

RIA

Registered Investment Advisory firm - (11/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2020

Uniform Investment Adviser Law Examination

Current Firm

RINALDI WEALTH MANAGEMENT, INC.

CRD#: 311583 / SEC#: 801-122703

RIA

Registered Investment Advisory firm - (11/15/2021 Approved)

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Contact information

Main Address

24311 Walden Center Drive Suite 100, Bonita Springs, FL 34134

Mailing Address

Phone number

(239) 444-6111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B (9/16/2025)

Regulatory assets under management

Total Number of Accounts	1,061
AUM (Assets Under Management)	$ 201,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emily Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RINALDI WEALTH MANAGEMENT, INC.

INDEPENDENT FINANCIAL PARTNERS

Primary Firm SEC Registration

RINALDI WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2020

Current Firm

RINALDI WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RINALDI WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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