Edward Mcsorley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Mcsorley was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1980. Edward had worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2014 - January 30, 2015
LIFESCI CAPITAL
December 18, 2012 - June 12, 2013
SUMMER STREET RESEARCH PARTNERS
October 25, 2012 - January 7, 2013
CAPSTONE INVESTMENTS
August 11, 2011 - July 23, 2012
RODMAN & RENSHAW, LLC
June 16, 2009 - July 13, 2011
LEERINK PARTNERS LLC
September 25, 2007 - August 27, 2008
PRITCHARD CAPITAL PARTNERS, LLC
September 1, 2006 - August 6, 2007
FTN EQUITY CAPITAL MARKETS CORP.
October 13, 2004 - September 5, 2006
CITIGROUP GLOBAL MARKETS INC.
September 2, 2003 - September 5, 2006
CITIGROUP GLOBAL MARKETS INC.
February 5, 2001 - May 1, 2001
JPMSI
February 1, 2000 - August 25, 2003
J.P. MORGAN SECURITIES INC.
May 24, 1993 - February 1, 2000
HAMBRECHT & QUIST LLC
June 3, 1992 - May 25, 1993
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
March 27, 1986 - May 29, 1992
SBC WARBURG DILLON READ INC.
July 26, 1985 - April 16, 1986
DILLON, READ SECURITIES INC.
March 7, 1985 - March 22, 1985
KUHNS BROTHERS & LAIDLAW, INC.
February 21, 1984 - October 18, 1984
BECKER PARIBAS INCORPORATED
December 30, 1980 - January 31, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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