George F. Labita
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George F Labita was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1980. George had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 1986 - January 28, 2013
RIDGEWOOD ASSOCIATES INC. NJ
July 30, 1982 - March 10, 1986
TUCKER ANTHONY INCORPORATED
December 31, 1980 - March 8, 1982
GABRIELE, HUEGLIN & CASHMAN INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RIDGEWOOD ASSOCIATES INC. NJ
CRD#: 16727 / SEC#: , 8-34109
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ESTATE OF PHILIP P MARINO | ESTATE OF PHILIP P MARINO | |
| ACIERNO, PAMELA ANN | CCO FINOP INTERIM PRESIDENT CEO | 705 |
| MARINO, REGINA | EXECUTRIX, ESTATE OF PHILIP P MARINO |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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