Felipe Sanches
Professional summary
Felipe Sanches is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Miami, Florida.
Felipe is registered as a RR (Registered Representative) and started their career in finance in 2020. Felipe has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Felipe Sanches's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2022 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 1395 Brickell Ave Suite 1550, Miami, FL 33131October 19, 2020 - July 19, 2022
NATIXIS DISTRIBUTION, LLC
June 6, 2020 - October 9, 2020
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2022)
(7/21/2022)
(7/21/2022)
(7/21/2022)
(7/21/2022)
(7/21/2022)
(12/1/2022)
(7/21/2022)
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(7/21/2022)
Exams
Series 7TO
Date: 3/24/2021
General Securities Representative ExaminationSeries 6TO
Date: 6/6/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064Miami, FL 33131TRUST BUT VERIFY
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