Scott G. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott G Murray, who also goes by Scott Gordon Murray, Scott G Murry, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1980. Scott had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2015 - June 9, 2016
FISHER INVESTMENTS
January 2, 2013 - July 24, 2015
CITIGROUP GLOBAL MARKETS INC.
January 2, 2013 - July 24, 2015
CITIGROUP GLOBAL MARKETS INC.
November 5, 2008 - September 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2008 - September 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2007 - January 26, 2008
HUDSON SECURITIES,INC.
September 11, 2006 - January 10, 2007
A. G. EDWARDS & SONS, INC.
January 10, 2005 - July 26, 2006
JONESTRADING
September 9, 2002 - November 10, 2004
UBS CAPITAL MARKETS L.P.
May 3, 1999 - August 2, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 11, 1994 - April 29, 1999
PRUDENTIAL EQUITY GROUP, LLC
August 5, 1992 - June 9, 1994
CITIGROUP GLOBAL MARKETS INC.
December 31, 1980 - July 10, 1992
DEUTSCHE IXE, LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
