Scott M. Wloszek

SW ADVISORS

Royal Oak, MI 48067

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CRD#: 7209624

Professional summary

Scott M Wloszek, who also goes by Scott Wloszek, is a registered financial advisor currently at SW ADVISORS, LLC located in Royal Oak, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Scott has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Wloszek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROYAL OAK SHRINE CATHOLIC & DETROIT CITY FOOTBALL; NON-INVESTMENT RELATED; ROYAL OAK, MI; PART-TIME SOCCER COACH; START: 09/2017; 80 HRS/MO - NON-TRADING HOURS; COACH SOCCER TEAMS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott M Wloszek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2020 - Present

SW ADVISORS, LLC

Office #1: 706 Woodcrest Ave, Royal Oak, MI 48067

RIA

CRD#: 306940

Royal Oak, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2019

Uniform Investment Adviser Law Examination

Current Firm

SW ADVISORS, LLC

CRD#: 306940 / SEC#:

Michigan

Registered Investment Advisory firm - (1/9/2020 Approved)

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Contact information

Main Address

706 Woodcrest Ave, Royal Oak, MI 48067

Mailing Address

Phone number

(248) 404-8453

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 9,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott M. Wloszek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott M Wloszek's CRS (Customer Relationship Summary).

Certified licenses

Experience

SW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2019

Current Firm

SW ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SW ADVISORS, LLC

TRUST BUT VERIFY

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