Kenneth A. Kamen

CW ADVISORS

HAMILTON, NJ 08619

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CRD#: 720953

Professional summary

Kenneth Alan Kamen, who also goes by Ken Alan Kamen, is a registered financial advisor currently at CW ADVISORS, LLC located in Hamilton, New Jersey.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Kenneth has worked at 10 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Alan Kamen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Mercadien Securities, LLC; Investment-Related: Yes; Address: 3625 Quakerbridge Road, Hamilton, NJ 08619; Nature: Broker-Dealer; Position: Registered Representative; Start Date: 06/01/2002. 2. Mercadien Asset Management, LLC; Investment-Related: Yes; Address: 3625 Quakerbridge Road, Hamilton, NJ 08619; Nature: RIA; Position: President; Start Date: 06/01/2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alan Kamen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2024 - Present

CW ADVISORS, LLC

Office #1: 3625 Quakerbridge Road, Hamilton, NJ 08619

RIA

CRD#: 310873

HAMILTON, NJ

Past

April 20, 2004 - December 13, 2024

MERCADIEN ASSET MANAGEMENT, LLC

RIA

CRD#: 121546

HAMILTON, NJ

Past

January 30, 2003 - January 24, 2025

MERCADIEN SECURITIES

CRD#: 122461

HAMILTON, NJ

Past

February 23, 2001 - April 17, 2001

KIRLIN SECURITIES INC.

CRD#: 21210

SYOSSET, NY

Past

June 13, 2000 - December 31, 2000

KIRLIN SECURITIES INC.

CRD#: 21210

SYOSSET, NY

Past

May 17, 1988 - April 18, 2001

PRINCETON SECURITIES CORPORATION

CRD#: 21613

SYOSSET, NY

Past

April 12, 1988 - May 31, 1988

OPPENHEIMER & CO. INC.

CRD#: 249

Past

April 1, 1988 - April 12, 1988

FAHNESTOCK INTERNATIONAL INC.

CRD#: 279

Past

January 27, 1987 - April 1, 1988

OPPENHEIMER & CO. INC.

CRD#: 249

Past

October 31, 1983 - February 3, 1987

ROONEY, PACE INC.

CRD#: 6218

Past

October 25, 1982 - October 3, 1985

G. K. SCOTT & CO., INC.

CRD#: 3305

Past

December 30, 1980 - October 28, 1982

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/13/2024)

IAR

Pennsylvania
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/10/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/7/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/3/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/20/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 2/17/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 2/9/1990

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/1988

General Securities Principal Examination

Current Firm

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

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Contact information

Main Address

155 Seaport Blvd 3rd Floor, Boston, MA 02210

Mailing Address

Phone number

(617) 428-7600

Established

Firm type

Fiscal year end

# of Employees

110

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CW ADVISORS WRAP FEE PROGRAM (9/9/2025)

CW ADVISORS ADV PART 2A (9/9/2025)

Regulatory assets under management

Total Number of Accounts	12,836
AUM (Assets Under Management)	$ 9,301,984,860

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
07/02/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth A. Kamen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alan Kamen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCADIEN ASSET MANAGEMENT, LLC

MERCADIEN SECURITIES

KIRLIN SECURITIES INC.

KIRLIN SECURITIES INC.

PRINCETON SECURITIES CORPORATION

OPPENHEIMER & CO. INC.

FAHNESTOCK INTERNATIONAL INC.

OPPENHEIMER & CO. INC.

ROONEY, PACE INC.

G. K. SCOTT & CO., INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

CW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/10/2004

Series 65

Date: 3/7/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 10/3/2000

Series 7

Date: 12/20/1980

Series 14

Date: 1/2/2023

Series 53

Date: 2/17/2004

Series 27

Date: 2/9/1990

Series 24

Date: 8/23/1988

Current Firm

CW ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CW ADVISORS, LLC

TRUST BUT VERIFY

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