WC
Wei Cao
JWC ADVISORS
Bellevue, WA
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CRD#: 7209486
WC
Professional summary
Wei Cao, who also goes by Justin Cao, is a registered financial advisor currently at JWC ADVISORS located in Bellevue, Washington.
Wei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Wei has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Justin Cao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 2021-Present: Chewy/Not Investment Related/Bellevue, WA/Retail Services/Director, Supply Chain Planning/Involves up to 80% time each month, including during traditional business hours.//(2) 2017-Present: Transpacific Financial, Inc./Insurance Related/Bellevue, WA/Insurance Agency/Insurance Agent/Insurance sales and services via unaffiliated issuers./Involves up to 10% time both during and after traditional business hours each month.//(3) 2017-Present: Kelly Right Real Estate of Seattle, Inc./Not Investment Related/Seattle, WA/Real Estate/Real Estate Agent/Real Estate Sales/Involves up to 10% time both during and after traditional business hours each month.//2018-Present: Washington Alliance L.L.C./Not Investment Related/Bellevue, WA/Entity formed and controlled by Mr. Cao strictly for personal benefit of retaining commissions from insurance and real estate activity/Managing Member/Involves than five percent time each month normal business hours.//
CRS (Client Relationship Summary) - RIA
Click below to view Wei Cao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2020 - Present
JWC ADVISORS
RIA
CRD#: 306824
Bellevue, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(4/1/2020)
Exams
Current Firm
JA
JWC ADVISORS
JWC ADVISORS | JWC ADVISORS LLC
CRD#: 306824 / SEC#:
Washington
Registered Investment Advisory firm - (4/1/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Bellevue, WA
Mailing Address
1400 112th Ave Se Suite 100, Bellevue, WA 98004
Phone number
(360) 728-8088
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 2,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
