KV
Kelli J. Vance
BROWN EDWARDS WEALTH STRATEGIES
COLONIAL HEIGHTS, VA 23834
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CRD#: 7209156
KV
Professional summary
Kelli Jane Vance, who also goes by Kelli Jane Gray, is a registered financial advisor currently at BROWN EDWARDS WEALTH STRATEGIES located in Colonial Heights, Virginia.
Kelli is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Kelli has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelli Jane Gray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BROWN, EDWARDS & COMPANY, LLP 300 CHASE TOWER, 707 VIRGINIA STREET EAST, CHARLESTON WV 25301, NON-INVESTMENT RELATED, JANUARY 2018 TO PRESENT PARTNER / CPA DEVOTES 40 HOURS PER WEEK MOST OF WHICH ARE DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Kelli Jane Vance's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2020 - Present
BROWN EDWARDS WEALTH STRATEGIES
Office #1: 810 Southpark Boulevard Suite 201, Colonial Heights, VA 23834RIA
CRD#: 173559
COLONIAL HEIGHTS, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BE
BROWN EDWARDS WEALTH STRATEGIES
ALLIANCE WEALTH STRATEGIES, LLC | BROWN EDWARDS WEALTH STRATEGIES
CRD#: 173559 / SEC#: 801-117391
RIA
Registered Investment Advisory firm - (9/23/2019 Approved)Tennessee
Registered Investment Advisory firm - (10/11/2019 Terminated)Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)West Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(1/14/2020)
IAR
West Virginia(1/17/2020)
Exams
Current Firm
BE
BROWN EDWARDS WEALTH STRATEGIES
ALLIANCE WEALTH STRATEGIES, LLC | BROWN EDWARDS WEALTH STRATEGIES
CRD#: 173559 / SEC#: 801-117391
RIA
Registered Investment Advisory firm - (9/23/2019 Approved)Tennessee
Registered Investment Advisory firm - (10/11/2019 Terminated)Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)West Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
828 Main Street Suite 1401, Lynchburg, VA 24504
Mailing Address
Phone number
(434) 948-9000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 330,683,413 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/02/2024 | ||
| 12/28/2023 | ||
| 11/29/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROWN EDWARDS WEALTH STRATEGIES
CRD#: 173559Colonial Heights, VA 23834TRUST BUT VERIFY
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