Robert H. Clymer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Harrison Clymer III, who also goes by Robert Harrison Clymer, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2008 - July 26, 2024
BERENSON & COMPANY, LLC
June 28, 2005 - February 25, 2008
BANC OF AMERICA SECURITIES LLC
November 3, 2000 - June 15, 2005
CREDIT SUISSE SECURITIES (USA) LLC
March 31, 1998 - September 23, 2002
PERSHING LLC
December 20, 1997 - March 31, 1998
UBS SECURITIES LLC
December 30, 1980 - December 11, 1997
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BERENSON & COMPANY, LLC
CRD#: 28016 / SEC#: , 8-43368
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
