JD
Jonathan L. Dootson
DAVINCI FINANCIAL DESIGNS
Columbia, SC 29206
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CRD#: 7208948
JD
Professional summary
Jonathan Lawrence Dootson is a registered financial advisor currently at DAVINCI FINANCIAL DESIGNS located in Columbia, South Carolina and LPL FINANCIAL LLC located in Forest Acres, South Carolina.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jonathan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 01/2022 / Davinci Investment Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / COLUMBIA, SC 2- 04/2009 / Dootson Family Limited Partnership / Real Estate Rental / INVESTMENT RELATED / Columbia, SC 3- 01/2012 / Northeast Oral and Maxillofacial Surgery Center / ASSISTANT MANAGER / NON INVESTMENT RELATED / COLUMBIA, SC 4- 06/2021 / NOTARY / INVESTMENT RELATED / COLUMBIA, SC 5- 06/2022 / POA for Mother's Estate - Trust Agreement for the Susan Ellen Dootson / Act in a Fiduciary Capacity / INVESTMENT RELATED / COLUMBIA, SC 6- 12/05/2023 - 1125 Woodrow St. Rental, LLC - Real Estate Rental - Investment Related - Columbia, SC - Start Date 11/01/2023 - 10 Hours Per Month/ 0 Hours During Trading 7- 12/12/2023 - DaVinci Financial Designs - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 04/14/2023 - 160 Hours Per Month/ 30 Hours During Trading - I provide administrative support to DaVinci Financial Designs LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8- 12/12/2023 - DaVinci Financial Designs LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 04/15/2023 - 160 Hours Per Month/ 30 Hours During Trading - I provide administrative support to DaVinci Financial Designs LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Lawrence Dootson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2024 - Present
DAVINCI FINANCIAL DESIGNS
Office #1: 5301 N. Trenholm Road Suite A, Columbia, SC 29206RIA
CRD#: 163362
Columbia, SC
Current
March 9, 2023 - Present
LPL FINANCIAL LLC
Office #1: 5301 N Trenholm Road, Suite A, Forest Acres, SC 29206RIA
BD
CRD#: 6413
Forest Acres, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DAVINCI FINANCIAL DESIGNS
DAVINCI FINANCIAL DESIGN LLC | GATEWAY FINANCIAL DESIGNS | DAVINCI FINANCIAL DESIGNS LLC | DAVINCI FINANCIAL DESIGNS
CRD#: 163362 / SEC#: 801-80733
RIA
Registered Investment Advisory firm - (2/25/2015 Approved)Florida
Registered Investment Advisory firm - (3/27/2015 Terminated)Georgia
Registered Investment Advisory firm - (3/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (3/30/2015 Terminated)Maryland
Registered Investment Advisory firm - (4/2/2015 Terminated)New Jersey
Registered Investment Advisory firm - (3/27/2015 Terminated)New York
Registered Investment Advisory firm - (3/27/2015 Terminated)North Carolina
Registered Investment Advisory firm - (3/27/2015 Terminated)South Carolina
Registered Investment Advisory firm - (3/27/2015 Terminated)Texas
Registered Investment Advisory firm - (3/27/2015 Terminated)Virginia
Registered Investment Advisory firm - (3/27/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
South Carolina(4/11/2023)
IAR
South Carolina(4/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/9/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DF
DAVINCI FINANCIAL DESIGNS
DAVINCI FINANCIAL DESIGN LLC | GATEWAY FINANCIAL DESIGNS | DAVINCI FINANCIAL DESIGNS LLC | DAVINCI FINANCIAL DESIGNS
CRD#: 163362 / SEC#: 801-80733
RIA
Registered Investment Advisory firm - (2/25/2015 Approved)Florida
Registered Investment Advisory firm - (3/27/2015 Terminated)Georgia
Registered Investment Advisory firm - (3/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (3/30/2015 Terminated)Maryland
Registered Investment Advisory firm - (4/2/2015 Terminated)New Jersey
Registered Investment Advisory firm - (3/27/2015 Terminated)New York
Registered Investment Advisory firm - (3/27/2015 Terminated)North Carolina
Registered Investment Advisory firm - (3/27/2015 Terminated)South Carolina
Registered Investment Advisory firm - (3/27/2015 Terminated)Texas
Registered Investment Advisory firm - (3/27/2015 Terminated)Virginia
Registered Investment Advisory firm - (3/27/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5301 N. Trenholm Road Suite A, Columbia, SC 29206
Mailing Address
Phone number
(803) 741-0134
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,188 |
| AUM (Assets Under Management) | $ 198,331,653 |
Red Flags
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Company Information
DAVINCI FINANCIAL DESIGNS
CRD#: 163362Columbia, SC 29206TRUST BUT VERIFY
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