AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CE

Collin Emmert

TITAN GLOBAL TECHNOLOGIES LLC
NEW YORK, NY 10012
Some features on this profile are disabled
CRD#: 7208840
CE

Professional summary

Collin Emmert, who also goes by James Emmert, is a registered financial professional currently at TITAN GLOBAL TECHNOLOGIES LLC located in New York, New York.

Collin is registered as a RR (Registered Representative) and started their career in finance in 2020. Collin has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 24 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Emmert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Collin Emmert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2023 - Present

TITAN GLOBAL TECHNOLOGIES LLC

Office #1: 508 Laguardia Pl Fl 3, New York, NY 10012
BD
CRD#: 312379
NEW YORK, NY
Past

January 6, 2021 - June 16, 2023

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Westlake, TX
Past

October 7, 2020 - November 13, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WESTLAKE, TX
Past

March 6, 2020 - November 12, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/16/2023)
RR
Alaska
(5/16/2023)
RR
Arizona
(5/16/2023)
RR
Arkansas
(5/16/2023)
RR
California
(5/16/2023)
RR
Colorado
(5/16/2023)
RR
Connecticut
(5/16/2023)
RR
Delaware
(5/16/2023)
RR
District of Columbia
(5/16/2023)
RR
Florida
(5/16/2023)
RR
Georgia
(5/16/2023)
RR
Hawaii
(5/16/2023)
RR
Idaho
(5/16/2023)
RR
Illinois
(5/16/2023)
RR
Indiana
(5/16/2023)
RR
Iowa
(5/16/2023)
RR
Kansas
(5/16/2023)
RR
Kentucky
(5/16/2023)
RR
Louisiana
(5/16/2023)
RR
Maine
(5/16/2023)
RR
Maryland
(5/16/2023)
RR
Massachusetts
(5/16/2023)
RR
Michigan
(5/16/2023)
RR
Minnesota
(5/16/2023)
RR
Mississippi
(5/16/2023)
RR
Missouri
(5/16/2023)
RR
Montana
(5/16/2023)
RR
Nebraska
(5/16/2023)
RR
Nevada
(5/16/2023)
RR
New Hampshire
(5/16/2023)
RR
New Jersey
(5/16/2023)
RR
New Mexico
(5/16/2023)
RR
New York
(5/16/2023)
RR
North Carolina
(5/16/2023)
RR
North Dakota
(5/16/2023)
RR
Ohio
(5/16/2023)
RR
Oklahoma
(5/16/2023)
RR
Oregon
(5/16/2023)
RR
Pennsylvania
(5/16/2023)
RR
Puerto Rico
(5/16/2023)
RR
Rhode Island
(5/16/2023)
RR
South Carolina
(5/16/2023)
RR
South Dakota
(5/16/2023)
RR
Tennessee
(5/16/2023)
RR
Texas
(5/16/2023)
RR
Utah
(5/16/2023)
RR
Vermont
(5/16/2023)
RR
Virgin Islands
(5/16/2023)
RR
Virginia
(5/16/2023)
RR
Washington
(5/16/2023)
RR
West Virginia
(5/16/2023)
RR
Wisconsin
(5/16/2023)
RR
Wyoming
(5/16/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/5/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/1/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/6/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/6/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/16/2021
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

TG
TITAN GLOBAL TECHNOLOGIES LLC
TITAN GLOBAL TECHNOLOGIES LLC

CRD#: 312379 / SEC#: , 8-70650

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
508 Laguardia Pl Fl 3, New York, NY 10012
Mailing Address
508 Laguardia Pl Fl 3, New York, NY 10012
Phone number
(973) 490-4042
Established
Delaware since 12/28/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TITAN GLOBAL CAPITAL MANAGEMENT, INC.SOLE MEMBER
JAIN, ANUSHREE RAJENDRACEO6818351
KLEINER, GABRIEL KRISTIENCHIEF COMPLIANCE OFFICER6444978
MEGENITY, BRIAN MCDONALDFINOP, CFO AND POO2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TITAN GLOBAL TECHNOLOGIES LLC

CRD#: 312379New York, NY 10012

TRUST BUT VERIFY

Monitor Collin Emmert

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics