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Collin Emmert

ROBINHOOD ASSET MANAGEMENT

Westlake, TX

·CRD# 7208840·6 years experience

Professional Summary

Collin Emmert, who also goes by James Emmert, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Westlake, Texas and ROBINHOOD FINANCIAL, LLC located in Westlake, Texas. Collin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Collin has worked at 5 firms and has passed the Series 66, Series 63, Series 3, Series 7TO, SIE, Series 24 and Series 9...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Emmert

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

ROBINHOOD ASSET MANAGEMENT·CRD# 323736

RIA

1500 Solana Blvd Suite 5500, Westlake, TX 76262

April 9, 2026 - Present

ROBINHOOD FINANCIAL, LLC·CRD# 165998

BD

1500 Solana Blvd Suite 5500, Westlake, TX 76262

February 4, 2026 - Present

TITAN GLOBAL TECHNOLOGIES LLC·CRD# 312379

BD

Rhome, TX

May 16, 2023 - January 8, 2026

ROBINHOOD FINANCIAL, LLC·CRD# 165998

BD

Westlake, TX

January 6, 2021 - June 16, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590

RIA

Westlake, TX

October 7, 2020 - November 13, 2020

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784

BD

Westlake, TX

March 6, 2020 - November 12, 2020

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Current Firm

RA

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT | ROBINHOOD ADVISOR NETWORK | RAN

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - SEC (1/14/2025 Approved)

Contact Information

Main Address

85 Willow Road, Menlo Park, CA 94025

Phone Number

650-940-2700 EXT 31450

# of Employees

138

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026.06.15 RAM STRATEGIES AMENDED BROCHURE (6/15/2026)

ROBINHOOD ADVISOR NETWORK BROCHURE (2/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

264,104

AUM (Assets Under Management)

$1,518,264,544

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Nazarene Church Investment-related: No Address: Watauga, TX Nature of the other business: Non-Profit & Social Work - Ministry/Clerical/Preacher Position, title, or relationship:Worship Leader/Young Adult Leader Start date of your relationship:02/06/2017 Approximate number of hours/month: 60 Number of hours during securities trading hours: 0 Briefly describe your duties: Work on Sundays and Wednesday evenings as a worship leader and small group leader. Name of the other business: Jump Start Sports, LLC Investment-related: No Address: Rhome, TX Nature of the other business: Coaching kids/sports education Position, title, or relationship: Owner/Coach Start date of your relationship: 2/2025 Approximate number of hours/month: 5-10 Number of hours during securities trading hours: 5-0 Briefly describe your duties:owner and part-time coach of youth sports programs in Fort Worth

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RA

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT | ROBINHOOD ADVISOR NETWORK | RAN

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - SEC (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(2/4/2026)

RR

Alaska
(2/4/2026)

RR

Arizona
(2/4/2026)

RR

Arkansas
(2/4/2026)

RR

California
(2/4/2026)

RR

Colorado
(2/4/2026)

RR

Connecticut
(2/4/2026)

RR

Delaware
(2/4/2026)

RR

District of Columbia
(2/4/2026)

RR

Florida
(2/4/2026)

RR

Georgia
(2/4/2026)

RR

Hawaii
(2/4/2026)

RR

Idaho
(2/4/2026)

RR

Illinois
(2/4/2026)

RR

Indiana
(2/4/2026)

RR

Iowa
(2/4/2026)

RR

Kansas
(2/4/2026)

RR

Kentucky
(2/4/2026)

RR

Louisiana
(2/4/2026)

RR

Maine
(2/4/2026)

RR

Maryland
(2/4/2026)

RR

Massachusetts
(2/4/2026)

RR

Michigan
(2/4/2026)

RR

Minnesota
(2/4/2026)

RR

Mississippi
(2/4/2026)

RR

Missouri
(2/4/2026)

RR

Montana
(2/4/2026)

RR

Nebraska
(2/4/2026)

RR

Nevada
(2/4/2026)

RR

New Hampshire
(2/4/2026)

RR

New Jersey
(2/4/2026)

RR

New Mexico
(2/4/2026)

RR

New York
(2/4/2026)

RR

North Carolina
(2/4/2026)

RR

North Dakota
(2/4/2026)

RR

Ohio
(2/4/2026)

RR

Oklahoma
(2/4/2026)

RR

Oregon
(2/4/2026)

RR

Pennsylvania
(2/4/2026)

RR

Puerto Rico
(2/4/2026)

RR

Rhode Island
(2/4/2026)

RR

South Carolina
(2/4/2026)

RR

South Dakota
(2/4/2026)

RR

Tennessee
(2/4/2026)

RR

Texas
(2/4/2026)

IAR

Texas
(4/9/2026)

RR

Utah
(2/4/2026)

RR

Vermont
(2/4/2026)

RR

Virgin Islands
(2/4/2026)

RR

Virginia
(2/4/2026)

RR

Washington
(2/4/2026)

RR

West Virginia
(2/4/2026)

RR

Wisconsin
(2/4/2026)

RR

Wyoming
(2/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2020About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2020About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Apr 2026About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2020About the SIE exam

Series 24 — General Securities Principal Examination

Passed Aug 2022About the Series 24 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Dec 2021About the Series 9 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Collin Emmert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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CE

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