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KB

Kurt L. Blakely

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CRD#: 720871
KB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kurt Lester Blakely was a registered financial professional .

Kurt is a previously registered financial professional and started their career in finance in 1980. Kurt had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/08/2009 - DBA ONLY / BLAKELY FINANCIAL SERVICES 2. 10/25/2010 - NON-VARIABLE INSURANCE, BLAKELY FINANCIAL SERVICES,WE ARE CONTRACTED WITH SEVERAL FIXED ANNUITY COMPANIES., 2%. 3. 07/08/2016 * Blakely Financial Services * Registered Investment Advisor Hybrid * INV REL * 2800 W March Lane, Suite 324, Stockton, CA 95219 * IAR * START 02/01/2015 * 60 HRS/MO; 40 DURING SECS TRDG HRS. 4. The Family Club - Member - 1/1/2013-present - 0 hours during market hours, 1 hour/month during non-market hours. Duties: participation in fraternal organizational meetings and attendance of events. 5. The Eberhardt School of Business Executive Advisory Council - Member - 1/1/2006 to present - 0 hours during market hours, 1 hour/month during non-market hours. Duties: Attend council meetings, attend university functions, and advise the Dean on maintaining professionally relevant educational programs. 6. Registered Representative of LPL Financial LLC since 02/2005 for brokerage business (investment related) from the same location. Approximately 15% of time during market hours.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 30, 2015 - January 23, 2025

BLAKELY FINANCIAL SERVICES

RIA
CRD#: 173058
STOCKTON, CA
Past

March 30, 2005 - September 7, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
STOCKTON, CA
Past

February 25, 2005 - September 3, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
STOCKTON, CA
Past

February 11, 1991 - April 29, 2005

VANGUARD CAPITAL

BD
CRD#: 22081
DEL MAR, CA
Past

May 16, 1988 - February 12, 1991

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

December 29, 1980 - May 28, 1988

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/29/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


BF
BLAKELY FINANCIAL SERVICES
BLAKELY FINANCIAL SERVICES | BLAKELY FINANCIAL SERVICES, INC.

CRD#: 173058 / SEC#:

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Contact information


Main Address
3439 Brookside Road Suite 210, Stockton, CA 95219
Mailing Address
Phone number
(209) 956-0267
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts289
AUM (Assets Under Management)$ 76,541,534

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLAKELY FINANCIAL SERVICES

CRD#: 173058

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Contact information


(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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