Michele M. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Marie Moore, who also goes by Rochelle Marie Hardin, Rochelle Marie Kerns, Rochelle Marie Moore, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1980. Michele had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2007 - December 31, 2021
THE RESOURCE GROUP ASSET AND TRUST MANAGERS
January 18, 2000 - December 31, 2005
THE RESOURCE GROUP ASSET AND TRUST MANAGERS
April 13, 1987 - August 25, 1987
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
August 3, 1984 - December 9, 1986
INVEST FINANCIAL CORPORATION
April 27, 1984 - July 31, 1984
GAF FINANCIAL AND INSURANCE SERVICES
December 26, 1980 - September 29, 1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THE RESOURCE GROUP ASSET AND TRUST MANAGERS
CRD#: 120243 / SEC#: 801-61243
Contact information
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