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AB

Anton R. Burch

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CRD#: 720817
AB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anton Randal Burch was a registered financial advisor .

Anton is a previously registered financial advisor and started their career in finance in 1980. Anton had worked at 44 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 4, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 19, 2011 - September 1, 2011

MSEC, LLC

BD
CRD#: 154327
OVERLAND PARK, KS
Past

March 3, 2006 - May 22, 2008

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

January 3, 2006 - February 11, 2008

HBOC CAPITAL MARKETS, LLC

BD
CRD#: 133125
KANSAS CITY, MO
Past

May 5, 2000 - June 17, 2010

BURCH & COMPANY, INC

RIA
CRD#: 102280
KANSAS CITY, MO
Past

April 5, 2000 - June 15, 2023

BURCH & COMPANY, INC

BD
CRD#: 102280
KANSAS CITY, MO
Past

July 14, 1993 - August 28, 1997

FIRST SAXONIA SECURITIES, INC.

BD
CRD#: 29245
NAPA, CA
Past

September 4, 1992 - February 2, 1993

FIRST SAXONIA SECURITIES, INC.

BD
CRD#: 29245
NAPA, CA
Past

August 15, 1991 - January 1, 1992

WINCHESTER INVESTMENT SECURITIES, INC.

BD
CRD#: 28543
OVERLAND PARK, KS
Past

August 15, 1991 - February 25, 1992

J. M. WALKER INTERNATIONAL, INC.

BD
CRD#: 19236
HAUPPAUGE, NY
Past

July 17, 1991 - September 12, 1991

RHOADS FINANCIAL GROUP, INC.

BD
CRD#: 16317
Past

October 24, 1989 - January 25, 1990

BOWLES FINANCIAL GROUP, INC.

BD
CRD#: 19393
Past

September 5, 1989 - March 4, 1991

ACAP FINANCIAL INC.

BD
CRD#: 7731
SALT LAKE CITY, UT
Past

August 11, 1989 - September 1, 1989

MANCHESTER RHONE SECURITIES CORP.

BD
CRD#: 15886
Past

August 10, 1989 - November 6, 1989

GRF CAPITAL INVESTORS, INC.

BD
CRD#: 24971
TULSA, OK
Past

June 13, 1989 - August 10, 1989

KMR CAPITAL INVESTORS, INC.

BD
CRD#: 14998
Past

March 14, 1989 - February 6, 1990

SUPPES SECURITIES, INC.

BD
CRD#: 13722
NYC, NY
Past

December 10, 1988 - January 30, 1991

CHATHAM SECURITIES CORPORATION

BD
CRD#: 14448
Past

September 15, 1988 - April 8, 1989

L.S. CANNON SECURITIES CORP.

BD
CRD#: 20748
Past

July 22, 1988 - February 1, 1989

WINDBROOK SECURITIES, INC.

BD
CRD#: 8142
Past

July 8, 1988 - May 9, 1989

WALTZ INVESTMENTS, INC.

BD
CRD#: 3704
NEW YORK, NY
Past

May 26, 1988 - August 20, 1988

GREATER METROPOLITAN INVESTMENT SERVICES, INC.

BD
CRD#: 17452
Past

April 21, 1988 - May 13, 1988

CEDAR SECURITIES, INC.

BD
CRD#: 16667
Past

April 4, 1988 - July 15, 1988

POLARIS FINANCIAL SERVICES, INC.

BD
CRD#: 14521
Past

March 25, 1988 - May 10, 1988

KOCHCAPITAL

BD
CRD#: 21038
Past

February 4, 1988 - September 6, 1988

J. M. WALKER INTERNATIONAL, INC.

BD
CRD#: 19236
Past

February 2, 1988 - March 19, 1988

SALYN SECURITIES, INCORPORATED

BD
CRD#: 2122
Past

November 23, 1987 - February 27, 1989

INVESTMENT ADVISORY BROKERAGE SERVICES, INC.

BD
CRD#: 14076
Past

November 3, 1987 - December 7, 1987

REICH & CO., INC.

BD
CRD#: 19611
Past

October 30, 1987 - September 19, 1988

CALES INVESTMENTS, INC.

BD
CRD#: 18830
Past

October 22, 1987 - January 23, 1988

LITCHFIELD FINANCIAL CORP.

BD
CRD#: 17616
Past

August 20, 1987 - April 6, 1988

FLORIDA CAPITAL SECURITIES CORP.

BD
CRD#: 15774
Past

May 1, 1987 - November 18, 1987

CENTURY CAPITAL CORP. OF SOUTH CAROLINA

BD
CRD#: 15780
Past

April 28, 1987 - September 10, 1987

PRIVATE EQUITY, INC.

BD
CRD#: 16476
Past

April 6, 1987 - September 11, 1987

DUNHILL, LORD & COMPANY

BD
CRD#: 16948
Past

February 24, 1987 - May 22, 1987

PARKGREEN SECURITIES CORP.

BD
CRD#: 12955
Past

November 5, 1986 - January 2, 1987

BOND STREET CAPITAL CORPORATION

BD
CRD#: 14663
Past

July 30, 1986 - January 20, 1987

FIRST REPUBLIC CAPITAL CORPORATION

BD
CRD#: 15526
Past

April 15, 1986 - May 6, 1987

DESSCO SECURITIES CORP.

BD
CRD#: 13209
Past

December 16, 1985 - September 2, 1987

GENERATION INVESTORS, LTD.

BD
CRD#: 16448
Past

July 31, 1985 - September 29, 1986

PRO-FINANCIAL SECURITIES, INC.

BD
CRD#: 14885
Past

July 18, 1985 - July 18, 1985

COLUMBUS CAPITAL CORP.

BD
CRD#: 6076
Past

July 3, 1985 - March 1, 1999

BIRCHTREE FINANCIAL SERVICES LLC

BD
CRD#: 15014
MINNEAPOLIS, MN
Past

May 23, 1985 - January 12, 1988

HANIFEN, IMHOFF SECURITIES CORP.

BD
CRD#: 10620
Past

November 26, 1984 - September 11, 1985

MANICK AND ASSOCIATES, LTD.

BD
CRD#: 13313
Past

January 25, 1984 - October 16, 1985

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
Past

April 29, 1983 - August 12, 1983

AMERICAN TRADING SECURITIES CORP.

BD
CRD#: 13221
Past

December 29, 1980 - March 3, 1986

ADAMS, JAMES, ABARR & COMPANY, INC.

BD
CRD#: 7517

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/15/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


ML
MSEC, LLC
MARINER | MSEC, LLC | MONTAGE SECURITIES, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH

CRD#: 154327 / SEC#: , 8-68627

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
5700 W 112th Street Suite 500, Overland Park, KS 66211
Mailing Address
5700 W 112th Street Suite 500, Overland Park, KS 66211
Phone number
(913) 904-5700
Established
Delaware since 05/13/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MARINER WEALTH ADVISORS, LLCMEMBER
DORIAN, ANNE JENELLEPRESIDENT5736231
ERSKINE, ANN TERESACHIEF COMPLIANCE OFFICER5071135
STEIGHNER, KAREN ANNPFO/POO/FINOP1100675

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MSEC, LLC

CRD#: 154327

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